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WATERSTONE FINL INC MD
WATERSTONE FINL INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 110 Institutional holders with a total value of $304,143,227.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 24 1,000 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 56 1,000 0.00%
3 Hillsdale Investment Management Inc. 110 2,000 0.00%
4 PARALLEL ADVISORS, LLC 341 7,000 0.00%
5 MUFG Americas Holdings Corp 548 10,000 0.00%
6 BNP PARIBAS FINANCIAL MARKETS 722 13,177 0.00%
7 QUADRANT CAPITAL GROUP LLC 808 14,000 0.00%
8 UBS Group AG 751 14,000 0.00%
9 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 875 16,000 0.01%
10 CITIGROUP INC 898 17,000 0.01%
11 ROYAL BANK OF CANADA 947 17,000 0.01%
12 FEDERATED HERMES, INC. 1,029 19,000 0.01%
13 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,522 28,000 0.01%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 1,745 32,000 0.01%
15 SEI INVESTMENTS CO 1,928 35,000 0.01%
16 Vantage Investment Advisors, LLC 2,000 37,000 0.01%
17 Ameritas Investment Partners, Inc. 2,330 43,000 0.01%
18 BARCLAYS PLC 2,890 53,000 0.02%
19 SIMPLEX TRADING, LLC 2,980 54,000 0.02%
20 Tower Research Capital LLC (TRC) 3,028 55,000 0.02%
21 FIRST QUADRANT LLC/CA 2,987 55,000 0.02%
22 WHITTIER TRUST CO 3,300 60,000 0.02%
23 OPPENHEIMER ASSET MANAGEMENT INC. 4,401 80,000 0.03%
24 Creative Planning 4,585 84,000 0.03%
25 BANK OF AMERICA CORP /DE/ 5,867 107,000 0.04%
26 ASSET PLANNING SERVICES, LTD. 6,068 111,000 0.04%
27 Legal & General Group Plc 6,770 125,000 0.04%
28 ADVISOR GROUP, INC. 9,502 173,000 0.06%
29 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 10,000 182,500 0.06%
30 BANK OF MONTREAL /CAN/ 10,095 184,000 0.06%
31 Dynamic Technology Lab Private Ltd 10,624 194,000 0.06%
32 NORTH STAR ASSET MANAGEMENT INC 11,000 201,000 0.07%
33 CREDIT SUISSE AG/ 12,110 221,000 0.07%
34 Numeric Investors LLC 12,400 226,000 0.07%
35 ALLIANCEBERNSTEIN L.P. 12,700 232,000 0.08%
36 Jefferies Group LLC 14,083 257,000 0.08%
37 Connor, Clark & Lunn Investment Management Ltd. 14,500 265,000 0.09%
38 PNC FINANCIAL SERVICES GROUP, INC. 15,245 277,000 0.09%
39 Brandywine Global Investment Management, LLC 15,480 283,000 0.09%
40 AMERICAN INTERNATIONAL GROUP, INC. 15,678 286,000 0.09%
41 METROPOLITAN LIFE INSURANCE CO/NY 17,280 315,000 0.10%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,670 323,000 0.11%
43 SALZHAUER MICHAEL 18,556 339,000 0.11%
44 VOYA INVESTMENT MANAGEMENT LLC 19,990 365,000 0.12%
45 GOLDMAN SACHS GROUP INC 20,515 374,000 0.12%
46 Nationwide Fund Advisors 20,474 374,000 0.12%
47 ASSOCIATED BANC-CORP 20,945 382,000 0.13%
48 HAP Trading, LLC 333,000 383,000 0.13% Call
49 BRIDGEWAY CAPITAL MANAGEMENT, LLC 23,300 425,000 0.14%
50 NAVELLIER & ASSOCIATES INC 27,290 498,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.