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WATERSTONE FINL INC MD
WATERSTONE FINL INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 109 Institutional holders with a total value of $324,249,880.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 19 0 0.00%
2 Hillsdale Investment Management Inc. 50 1,000 0.00%
3 QS Investors, LLC 24 1,000 0.00%
4 CITIGROUP INC 65 1,000 0.00%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 61 1,000 0.00%
6 PARALLEL ADVISORS, LLC 341 6,000 0.00%
7 ROYAL BANK OF CANADA 610 11,000 0.00%
8 MEEDER ASSET MANAGEMENT INC 812 15,000 0.00%
9 QUADRANT CAPITAL GROUP LLC 808 15,000 0.00%
10 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 875 16,000 0.00%
11 Tower Research Capital LLC (TRC) 1,097 21,000 0.01%
12 SIMPLEX TRADING, LLC 1,410 26,000 0.01%
13 UBS Group AG 1,802 34,000 0.01%
14 Vantage Investment Advisors, LLC 2,000 38,000 0.01%
15 Ameritas Investment Partners, Inc. 2,330 44,000 0.01%
16 Zurcher Kantonalbank (Zurich Cantonalbank) 2,670 50,000 0.02%
17 SEI INVESTMENTS CO 3,696 70,000 0.02%
18 BNP PARIBAS FINANCIAL MARKETS 4,009 75,570 0.02%
19 OPPENHEIMER ASSET MANAGEMENT INC. 4,401 83,000 0.03%
20 Creative Planning 4,476 84,000 0.03%
21 ACROSPIRE INVESTMENT MANAGEMENT LLC 4,622 87,000 0.03%
22 BANK OF AMERICA CORP /DE/ 4,803 91,000 0.03%
23 ASSET PLANNING SERVICES, LTD. 6,068 114,000 0.04%
24 Legal & General Group Plc 6,770 128,000 0.04%
25 BANK OF MONTREAL /CAN/ 9,812 185,000 0.06%
26 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 10,000 188,500 0.06%
27 MARSHALL WACE NORTH AMERICA, L.P. 10,238 195,000 0.06%
28 ADVISOR GROUP, INC. 10,316 195,000 0.06%
29 NORTH STAR ASSET MANAGEMENT INC 12,166 229,000 0.07%
30 GSA CAPITAL PARTNERS LLP 12,377 233,000 0.07%
31 Connor, Clark & Lunn Investment Management Ltd. 12,900 243,000 0.07%
32 Jefferies Group LLC 13,137 248,000 0.08%
33 Brandywine Global Investment Management, LLC 15,137 286,000 0.09%
34 PNC FINANCIAL SERVICES GROUP, INC. 15,256 287,000 0.09%
35 AMERICAN INTERNATIONAL GROUP, INC. 15,846 299,000 0.09%
36 CREDIT SUISSE AG/ 16,651 314,000 0.10%
37 METROPOLITAN LIFE INSURANCE CO/NY 17,280 326,000 0.10%
38 SALZHAUER MICHAEL 18,556 350,000 0.11%
39 ALLIANCEBERNSTEIN L.P. 18,800 354,000 0.11%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,157 360,000 0.11%
41 Nationwide Fund Advisors 20,474 386,000 0.12%
42 ASSOCIATED BANC-CORP 20,945 395,000 0.12%
43 GOLDMAN SACHS GROUP INC 21,073 397,000 0.12%
44 VOYA INVESTMENT MANAGEMENT LLC 21,360 403,000 0.12%
45 BRIDGEWAY CAPITAL MANAGEMENT, LLC 23,400 441,000 0.14%
46 Spark Investment Management LLC 24,300 458,000 0.14%
47 NAVELLIER & ASSOCIATES INC 24,780 467,000 0.14%
48 Dynamic Technology Lab Private Ltd 26,169 494,000 0.15%
49 D. E. Shaw & Co., Inc. 27,409 517,000 0.16%
50 NEW YORK STATE COMMON RETIREMENT FUND 27,600 520,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.