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WESTERN ASSET GLOBAL HIGH IN
WESTERN ASSET GLOBAL HIGH IN. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 59 Institutional holders with a total value of $102,400,272.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,162,978 21,760,000 21.25%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 987,221 9,931,000 9.70%
3 MORGAN STANLEY 784,383 7,891,000 7.71%
4 SIT INVESTMENT ASSOCIATES INC 755,288 7,598,000 7.42%
5 GUGGENHEIM CAPITAL LLC 747,285 7,518,000 7.34%
6 Invesco Ltd. 696,651 7,008,000 6.84%
7 UBS Group AG 482,905 4,858,000 4.74%
8 BRAMSHILL INVESTMENTS, LLC 384,933 3,872,000 3.78%
9 Advisors Asset Management, Inc. 364,410 3,666,000 3.58%
10 CITIGROUP INC 343,627 3,457,000 3.38%
11 Shaker Financial Services, LLC 337,778 3,398,000 3.32%
12 COHEN & STEERS, INC. 323,683 3,256,000 3.18%
13 Saba Capital Management, L.P. 318,007 3,199,000 3.12%
14 Capital Investment Advisors, LLC 243,549 2,450,000 2.39%
15 WEDBUSH SECURITIES INC 189,157 1,903,000 1.86%
16 BANK OF AMERICA CORP /DE/ 156,680 1,576,000 1.54%
17 AMERIPRISE FINANCIAL INC 122,872 1,236,000 1.21%
18 INFRASTRUCTURE CAPITAL ADVISORS, LLC 99,866 1,005,000 0.98%
19 DOLIVER ADVISORS, LP 75,392 758,000 0.74%
20 Cambridge Investment Research Advisors, Inc. 73,422 739,000 0.72%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,445 608,000 0.59%
22 WELLS FARGO & COMPANY/MN 49,545 499,000 0.49%
23 LPL Financial LLC 40,679 409,000 0.40%
24 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 32,851 330,000 0.32%
25 Global Endowment Management, LP 30,000 302,000 0.29%
26 ROBINSON CAPITAL MANAGEMENT, LLC 23,810 240,000 0.23%
27 WOLVERINE ASSET MANAGEMENT LLC 23,792 239,000 0.23%
28 Fiera Capital Corp 20,835 210,000 0.21%
29 ADVISOR GROUP, INC. 20,347 205,000 0.20%
30 RAYMOND JAMES & ASSOCIATES 18,862 190,000 0.19%
31 Commonwealth Equity Services, Inc 18,704 188,000 0.18%
32 LEVIN CAPITAL STRATEGIES, L.P. 18,206 183,000 0.18%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 18,083 182,000 0.18%
34 STIFEL FINANCIAL CORP 15,320 154,000 0.15%
35 First Allied Advisory Services, Inc. 14,632 146,000 0.14%
36 Janney Montgomery Scott LLC 13,969 141,000 0.14%
37 AE WEALTH MANAGEMENT LLC 13,409 135,000 0.13%
38 MYCIO WEALTH PARTNERS, LLC 11,372 114,000 0.11%
39 Waldron Private Wealth LLC 11,237 113,000 0.11%
40 MOSAIC FAMILY WEALTH, LLC 10,467 105,000 0.10%
41 MML INVESTORS SERVICES, INC. 10,319 104,000 0.10%
42 ROYAL BANK OF CANADA 10,222 102,000 0.10%
43 Creative Planning 8,580 86,000 0.08%
44 PNC FINANCIAL SERVICES GROUP, INC. 8,233 84,000 0.08%
45 IFP ADVISORS, INC 8,168 82,000 0.08%
46 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,155 31,000 0.03%
47 Clearbridge Investments, LLC 3,000 30,000 0.03%
48 Bartlett & Co. LLC 2,982 30,000 0.03%
49 Carroll Financial Associates, Inc. 1,820 18,000 0.02%
50 Winslow, Evans & Crocker, Inc. 1,550 15,593 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.