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WESTERN ASSET HGH YLD DFNDFD
WESTERN ASSET HGH YLD DFNDFD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 45 Institutional holders with a total value of $93,842,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 5 0 0.00%
2 MUFG Americas Holdings Corp 98 1,000 0.00%
3 North Star Investment Management Corp. 150 2,000 0.00%
4 IFP ADVISORS, INC 325 5,000 0.01%
5 PENSERRA CAPITAL MANAGEMENT LLC 596 9,000 0.01%
6 NEXT Financial Group, Inc 727 11,000 0.01%
7 FIRST PREMIER BANK 1,500 23,000 0.02%
8 D.A. DAVIDSON & CO. 2,500 38,000 0.04%
9 DEUTSCHE BANK AG\ 3,022 46,000 0.05%
10 ASSET PLANNING SERVICES, LTD. 3,383 52,000 0.06%
11 PROFICIO CAPITAL PARTNERS LLC 3,452 54,000 0.06%
12 SHEAFF BROCK INVESTMENT ADVISORS, LLC 13,100 200,000 0.21%
13 ADVISOR GROUP, INC. 15,809 242,000 0.26%
14 DOLIVER ADVISORS, LP 16,933 259,000 0.28%
15 SONORA INVESTMENT MANAGEMENT, LLC 19,000 290,320 0.31%
16 AMERIPRISE FINANCIAL INC 20,264 310,000 0.33%
17 Cetera Advisor Networks LLC 22,009 334,000 0.36%
18 Yorktown Management & Research Co Inc 26,197 400,000 0.43%
19 LPL Financial LLC 26,311 402,000 0.43%
20 TELEMUS CAPITAL, LLC 26,800 410,000 0.44%
21 Clear Harbor Asset Management, LLC 30,041 465,000 0.50%
22 ROBINSON CAPITAL MANAGEMENT, LLC 34,279 524,000 0.56%
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 36,223 553,000 0.59%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,655 590,000 0.63%
25 Saba Capital Management, L.P. 43,354 662,000 0.71%
26 CITIGROUP INC 44,262 677,000 0.72%
27 GOFEN & GLOSSBERG LLC /IL/ 64,065 979,000 1.04%
28 Shaker Financial Services, LLC 79,783 1,219,000 1.30%
29 Raymond James Financial Services Advisors, Inc. 83,580 1,277,000 1.36%
30 SIT INVESTMENT ASSOCIATES INC 102,614 1,568,000 1.67%
31 RAYMOND JAMES & ASSOCIATES 115,107 1,759,000 1.87%
32 ROYAL BANK OF CANADA 117,476 1,795,000 1.91%
33 Capital Investment Advisors, LLC 139,428 2,130,000 2.27%
34 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 144,086 2,207,000 2.35%
35 UBS Group AG 167,834 2,565,000 2.73%
36 BANK OF AMERICA CORP /DE/ 183,742 2,808,000 2.99%
37 GUGGENHEIM CAPITAL LLC 204,739 3,128,000 3.33%
38 SII INVESTMENTS INC/WI 222,070 3,401,000 3.62%
39 COHEN & STEERS, INC. 222,954 3,407,000 3.63%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 298,490 4,561,000 4.86%
41 Invesco Ltd. 331,780 5,070,000 5.40%
42 MORGAN STANLEY 640,554 9,788,000 10.43%
43 RIVERNORTH CAPITAL MANAGEMENT, LLC 814,688 12,448,000 13.26%
44 WELLS FARGO & COMPANY/MN 841,628 12,860,000 13.70%
45 PRIVATE MANAGEMENT GROUP INC 936,732 14,313,000 15.25%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.