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SCHWAB CHARLES CORP
SCHWAB CHARLES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 784 Institutional holders with a total value of $29,050,837,681.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DELPHI PRIVATE ADVISORS LLC 11 0 0.00%
2 ASSET DEDICATION, LLC 15 0 0.00%
3 Focused Wealth Management, Inc 1 0 0.00%
4 VERSANT CAPITAL MANAGEMENT, INC 17 0 0.00%
5 SUN LIFE FINANCIAL INC 33,010 925 0.00%
6 Edge Wealth Management LLC 35 1,000 0.00%
7 Alerus Investment Advisors Corp 18 1,000 0.00%
8 US FINANCIAL ADVISORS, LLC 21 1,000 0.00%
9 WFG Advisors, LP 82 2,000 0.00%
10 THOMPSON DAVIS & CO., INC. 55 2,000 0.00%
11 SRH ADVISORS, LLC 71 2,000 0.00%
12 Apriem Advisors 100 3,000 0.00%
13 ALPHA OMEGA WEALTH MANAGEMENT LLC 100 3,000 0.00%
14 Kistler-Tiffany Companies, LLC 112 3,000 0.00%
15 Glassman Wealth Services 101 3,000 0.00%
16 SHARKEY, HOWES & JAVER 120 3,000 0.00%
17 JNBA Financial Advisors 112 3,000 0.00%
18 Burt Wealth Advisors 150 4,000 0.00%
19 PRELUDE CAPITAL MANAGEMENT, LLC 198 6,000 0.00%
20 PENSERRA CAPITAL MANAGEMENT LLC 227 6,000 0.00%
21 MONROE BANK & TRUST/MI 264 7,000 0.00%
22 North Star Investment Management Corp. 250 7,000 0.00%
23 Parkside Financial Bank & Trust 262 7,000 0.00%
24 Mraz, Amerine & Associates, Inc. 256 7,173 0.00%
25 FARMERS & MERCHANTS INVESTMENTS INC 288 8,000 0.00%
26 TD Securities (USA) LLC 271 8,000 0.00%
27 Plante Moran Financial Advisors, LLC 273 8,000 0.00%
28 SMITH ASSET MANAGEMENT GROUP LP 310 9,000 0.00%
29 Community Bank, N.A. 327 9,000 0.00%
30 Blume Capital Management, Inc. 342 10,000 0.00%
31 Oakworth Capital, Inc. 352 10,000 0.00%
32 MYCIO WEALTH PARTNERS, LLC 386 11,000 0.00%
33 PROFICIO CAPITAL PARTNERS LLC 442 12,000 0.00%
34 Winfield Associates, Inc. 480 13,000 0.00%
35 Financial Management Professionals, Inc. 450 13,000 0.00%
36 KRILOGY FINANCIAL LLC 469 13,000 0.00%
37 AllSquare Wealth Management LLC 501 14,000 0.00%
38 Ledyard National Bank 491 14,000 0.00%
39 DELTA ASSET MANAGEMENT LLC/TN 500 14,000 0.00%
40 NewSquare Capital LLC 538 15,000 0.00%
41 ARROW FINANCIAL CORP 600 17,000 0.00%
42 Tarbox Family Office, Inc. 610 17,000 0.00%
43 DUBUQUE BANK & TRUST CO 637 18,000 0.00%
44 Cable Hill Partners, LLC 587 18,000 0.00%
45 Bluefin Trading, LLC 49,100 20,000 0.00% Call
46 Highlander Capital Management, LLC 743 21,000 0.00%
47 LOOMIS SAYLES & CO L P 761 21,000 0.00%
48 FIRST INTERSTATE BANK 778 22,000 0.00%
49 ARCADIA INVESTMENT MANAGEMENT CORP/MI 771 22,000 0.00%
50 Winslow, Evans & Crocker, Inc. 851 23,845 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.