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CHART INDS INC
CHART INDS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 209 Institutional holders with a total value of $981,766,881.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TORTOISE CAPITAL ADVISORS, L.L.C. 7 0 0.00%
2 GLEN EAGLE ADVISORS, LLC 25 901 0.00%
3 Parkside Financial Bank & Trust 18 1,000 0.00%
4 IHT WEALTH MANAGEMENT, LLC 35 1,000 0.00%
5 FIFTH THIRD BANCORP 64 2,000 0.00%
6 THOMPSON SIEGEL & WALMSLEY LLC 46 2,000 0.00%
7 NEXT Financial Group, Inc 67 2,000 0.00%
8 MSI Financial Services Inc 65 2,000 0.00%
9 CUTLER GROUP LLC / CA 1,600 2,000 0.00% Call
10 QUADRANT CAPITAL GROUP LLC 65 2,000 0.00%
11 INDEPENDENT ADVISOR ALLIANCE 67 2,526 0.00%
12 IFP ADVISORS, INC 79 3,000 0.00%
13 ADVISOR GROUP, INC. 76 3,000 0.00%
14 BROWN BROTHERS HARRIMAN & CO 98 4,000 0.00%
15 Spot Trading L.L.C 100 4,000 0.00% Put
16 Creative Planning 120 4,000 0.00%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 109 4,000 0.00%
18 Parallax Volatility Advisers, L.P. 100 4,000 0.00% Put
19 BANCO ITAU HOLDING FINANCEIRA S A 130 5,000 0.00%
20 Cable Hill Partners, LLC 173 6,000 0.00%
21 Winslow, Evans & Crocker, Inc. 200 7,204 0.00%
22 NISA INVESTMENT ADVISORS, LLC 300 11,000 0.00%
23 FEDERATED HERMES, INC. 366 13,000 0.00%
24 Johnson Financial Group, Inc. 500 18,000 0.00%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 565 20,000 0.00%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 791 29,000 0.00%
27 LOOMIS SAYLES & CO L P 859 31,000 0.00%
28 VERSANT CAPITAL MANAGEMENT, INC 1,018 36,000 0.00%
29 SUTTON WEALTH ADVISORS INC. 1,078 38,830 0.00%
30 GLEN HARBOR CAPITAL MANAGEMENT LLC 1,088 39,000 0.00%
31 ROYCE & ASSOCIATES LP 1,100 40,000 0.00%
32 Zurcher Kantonalbank (Zurich Cantonalbank) 1,107 40,000 0.00%
33 LS Investment Advisors, LLC 1,125 41,000 0.00%
34 GROUP ONE TRADING LLC 1,160 42,000 0.00%
35 RIVERHEAD CAPITAL MANAGEMENT LLC 1,200 43,000 0.00%
36 Parallax Volatility Advisers, L.P. 1,273 46,000 0.00%
37 TYERS ASSET MANAGEMENT LLC 1,496 54,000 0.01%
38 Tower Research Capital LLC (TRC) 1,527 55,000 0.01%
39 FLINTON CAPITAL MANAGEMENT LLC 1,904 69,000 0.01%
40 ROYAL BANK OF CANADA 2,106 76,000 0.01%
41 NEUBURGH ADVISERS LLC 2,312 83,000 0.01%
42 PNC FINANCIAL SERVICES GROUP, INC. 2,433 88,000 0.01%
43 GOLDMAN SACHS GROUP INC 2,600 94,000 0.01% Put
44 Walleye Trading LLC 2,634 95,000 0.01%
45 PRELUDE CAPITAL MANAGEMENT, LLC 2,947 106,000 0.01%
46 State of Alaska, Department of Revenue 3,310 119,000 0.01%
47 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 3,227 124,000 0.01%
48 SG Americas Securities, LLC 3,613 130,000 0.01%
49 US BANCORP \DE\ 3,959 143,000 0.01%
50 C M BIDWELL & ASSOCIATES LTD 4,044 146,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.