| # | % | |||||
|---|---|---|---|---|---|---|
| 1051 | FIRST INTERSTATE BANK | 130 | 5,000 | 0.00% | ||
| 1052 | OMNIA FAMILY WEALTH, LLC | 137 | 5,000 | 0.00% | ||
| 1053 | PROFICIO CAPITAL PARTNERS LLC | 100 | 4,000 | 0.00% | ||
| 1054 | Exchange Capital Management, Inc. | 100 | 4,000 | 0.00% | ||
| 1055 | NewSquare Capital LLC | 95 | 4,000 | 0.00% | ||
| 1056 | SHARKEY, HOWES & JAVER | 110 | 4,000 | 0.00% | ||
| 1057 | Baltimore-Washington Financial Advisors, Inc. | 97,125 | 3,833 | 0.00% | ||
| 1058 | Catalyst Capital Advisors LLC | 80 | 3,000 | 0.00% | ||
| 1059 | HOWE & RUSLING INC | 88 | 3,000 | 0.00% | ||
| 1060 | IBEX WEALTH ADVISORS | 65 | 3,000 | 0.00% | ||
| 1061 | GLEN EAGLE ADVISORS, LLC | 60 | 2,368 | 0.00% | ||
| 1062 | Stanford Investment Group, Inc. | 40 | 2,000 | 0.00% | ||
| 1063 | Transamerica Financial Advisors, LLC | 2 | 1,000 | 0.00% | ||
| 1064 | CENTERSTAR FUND, LLC | 14,800 | 1,000 | 0.00% | Call | PRN |
| 1065 | SRH ADVISORS, LLC | 24 | 1,000 | 0.00% | ||
| 1066 | CREATIVE FINANCIAL DESIGNS INC /ADV | 35 | 1,000 | 0.00% | ||
| 1067 | VALLEY NATIONAL ADVISERS INC | 35 | 1,000 | 0.00% | ||
| 1068 | WEALTHCARE CAPITAL MANAGEMENT LLC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.