| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CUTLER GROUP LLC / CA | 100 | 0 | 0.00% | ||
| 2 | DEUTSCHE BANK AG\ | 89 | 0 | 0.00% | ||
| 3 | JPMORGAN CHASE & CO | 1,190 | 4,000 | 0.01% | ||
| 4 | Tower Research Capital LLC (TRC) | 1,220 | 4,000 | 0.01% | ||
| 5 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,517 | 5,000 | 0.01% | ||
| 6 | Nationwide Fund Advisors | 2,976 | 10,000 | 0.02% | ||
| 7 | BlackRock Investment Management, LLC | 3,467 | 12,000 | 0.02% | ||
| 8 | BlackRock Group LTD | 7,452 | 25,000 | 0.05% | ||
| 9 | UBS Group AG | 13,235 | 44,000 | 0.09% | ||
| 10 | STATE STREET CORP | 13,397 | 45,000 | 0.09% | ||
| 11 | MILLENNIUM MANAGEMENT LLC | 15,351 | 52,000 | 0.10% | ||
| 12 | GOLDMAN SACHS GROUP INC | 18,208 | 61,000 | 0.12% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 18,411 | 62,000 | 0.12% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 21,419 | 72,000 | 0.14% | ||
| 15 | K2 PRINCIPAL FUND, L.P. | 31,736 | 107,000 | 0.21% | ||
| 16 | WELLS FARGO & COMPANY/MN | 38,557 | 130,000 | 0.26% | ||
| 17 | Bank of New York Mellon Corp | 41,951 | 141,000 | 0.28% | ||
| 18 | NORTHERN TRUST CORP | 45,155 | 152,000 | 0.30% | ||
| 19 | Yellowstone Partners, LLC | 50,391 | 169,000 | 0.34% | ||
| 20 | BlackRock Fund Advisors | 53,397 | 179,000 | 0.36% | ||
| 21 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 68,226 | 229,000 | 0.45% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 77,476 | 260,000 | 0.52% | ||
| 23 | Kazazian Asset Management, LLC | 86,341 | 290,000 | 0.58% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 118,477 | 398,000 | 0.79% | ||
| 25 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 136,186 | 458,000 | 0.91% | ||
| 26 | JBF Capital, Inc. | 142,125 | 478,000 | 0.95% | ||
| 27 | DIMENSIONAL FUND ADVISORS LP | 212,052 | 712,000 | 1.41% | ||
| 28 | MORGAN STANLEY | 217,432 | 731,000 | 1.45% | ||
| 29 | Talkot Capital, LLC | 300,000 | 1,008,000 | 2.00% | ||
| 30 | KEANE CAPITAL PARTNERS, LLC | 304,716 | 1,024,000 | 2.03% | ||
| 31 | K2 PRINCIPAL FUND, L.P. | 1,000,000 | 1,035,000 | 2.06% | PRN | |
| 32 | MAD RIVER INVESTORS | 317,498 | 1,067,000 | 2.12% | ||
| 33 | TIG Advisors, LLC | 348,264 | 1,170,000 | 2.32% | ||
| 34 | BLACKROCK ADVISORS LLC | 413,909 | 1,391,000 | 2.76% | ||
| 35 | WELLINGTON MANAGEMENT GROUP LLP | 558,205 | 1,876,000 | 3.72% | ||
| 36 | BlackRock Institutional Trust Company, N.A. | 685,587 | 2,304,000 | 4.57% | ||
| 37 | VANGUARD GROUP INC | 824,908 | 2,772,000 | 5.50% | ||
| 38 | NS Advisors, LLC | 1,724,040 | 5,793,000 | 11.50% | ||
| 39 | Nantahala Capital Management, LLC | 1,845,659 | 6,201,000 | 12.31% | ||
| 40 | Horizon Kinetics LLC | 1,887,743 | 6,343,000 | 12.59% | ||
| 41 | Bulldog Investors, LLP | 4,032,377 | 13,549,000 | 26.90% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
