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ZIOPHARM ONCOLOGY INC
ZIOPHARM ONCOLOGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 141 Institutional holders with a total value of $391,104,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ironwood Financial, llc 40 0 0.00%
2 Walleye Trading LLC 26 0 0.00%
3 CUTLER GROUP LLC / CA 300 0 0.00% Put
4 VALLEY NATIONAL ADVISERS INC 100 1,000 0.00%
5 ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 1,000 0.00%
6 JPMORGAN CHASE & CO 137 1,000 0.00%
7 Advisory Services Network, LLC 162 1,000 0.00%
8 SEVENBRIDGE FINANCIAL GROUP, LLC 200 1,000 0.00%
9 CUTLER GROUP LLC / CA 500 3,000 0.00%
10 JNBA Financial Advisors 550 3,000 0.00%
11 CAPTRUST FINANCIAL ADVISORS 500 3,000 0.00%
12 People's United Financial, Inc. 575 4,000 0.00%
13 CUTLER GROUP LLC / CA 24,200 4,000 0.00% Call
14 BARCLAYS PLC 666 5,000 0.00%
15 Financial Architects, Inc 1,300 8,000 0.00%
16 NISA INVESTMENT ADVISORS, LLC 1,490 9,000 0.00%
17 MPS LORIA FINANCIAL PLANNERS, LLC 1,816 10,000 0.00%
18 Winslow, Evans & Crocker, Inc. 2,000 12,440 0.00%
19 GENEOS WEALTH MANAGEMENT INC. 2,472 15,000 0.00%
20 Cowen Prime Services LLC 3,200 20,000 0.01%
21 CENTRAL TRUST Co 3,510 22,000 0.01%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 3,474 22,000 0.01%
23 IFP ADVISORS, INC 3,906 24,000 0.01%
24 CWM, LLC 5,705 35,000 0.01%
25 ADVISOR GROUP, INC. 5,690 36,000 0.01%
26 Carroll Financial Associates, Inc. 6,000 37,000 0.01%
27 Mount Lucas Management LP 6,500 40,000 0.01%
28 TCI Wealth Advisors, Inc. 6,900 43,000 0.01%
29 BOKF, NA 10,000 62,000 0.02%
30 SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC. 10,098 63,000 0.02%
31 O'DELL GROUP, LLC 10,142 63,000 0.02%
32 SCOTIA CAPITAL INC. 10,320 64,000 0.02%
33 Ameritas Investment Partners, Inc. 10,495 65,000 0.02%
34 TEACHER RETIREMENT SYSTEM OF TEXAS 10,391 65,000 0.02%
35 JANE STREET GROUP, LLC 10,600 66,000 0.02% Put
36 US BANCORP \DE\ 11,000 68,000 0.02%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,383 70,000 0.02%
38 ProShare Advisors LLC 11,608 72,000 0.02%
39 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,982 75,000 0.02%
40 LPL Financial LLC 13,073 81,000 0.02%
41 B. Riley Wealth Advisors, Inc. 12,922 81,000 0.02%
42 BNP PARIBAS FINANCIAL MARKETS 14,524 90,339 0.02%
43 PRUDENTIAL FINANCIAL INC 14,623 91,000 0.02%
44 AMALGAMATED BANK 16,807 105,000 0.03%
45 MISSION WEALTH MANAGEMENT, LLC 17,110 106,000 0.03%
46 CANADA LIFE ASSURANCE Co 17,644 109,000 0.03%
47 OPPENHEIMER & CO INC 18,000 112,000 0.03%
48 BB&T SECURITIES, LLC 18,065 112,000 0.03%
49 D. E. Shaw & Co., Inc. 18,846 117,000 0.03%
50 RAY GERALD L & ASSOCIATES LTD 21,909 136,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.