Dark
Light
System
Security
ZIX CORP
ZIX CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $141,641,380.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 UBS Group AG 10,189 42,000 0.03%
102 Legal & General Group Plc 8,783 35,000 0.02%
103 CITIGROUP INC 6,214 26,000 0.02%
104 ADVISOR GROUP, INC. 6,000 25,000 0.02%
105 ROYAL BANK OF CANADA 5,000 21,000 0.01%
106 BNP PARIBAS FINANCIAL MARKETS 3,934 16,129 0.01%
107 Compagnie Lombard Odier SCmA 2,000 8,000 0.01%
108 DELTA ASSET MANAGEMENT LLC/TN 1,600 7,000 0.00%
109 WFG Advisors, LP 1,110 5,000 0.00%
110 CEDAR WEALTH MANAGEMENT, LLC 700 3,000 0.00%
111 BRONFMAN E.L. ROTHSCHILD, L.P. 600 2,000 0.00%
112 First Horizon Advisors, Inc. 425 2,000 0.00%
113 PRELUDE CAPITAL MANAGEMENT, LLC 600 2,000 0.00%
114 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 300 1,000 0.00%
115 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 200 1,000 0.00%
116 BARCLAYS PLC 435 1,000 0.00%
117 WEALTHPLAN PARTNERS, LLC 100 406 0.00%
118 Tradewinds Capital Management, LLC 75 0 0.00%
119 CUTLER GROUP LLC / CA 200 0 0.00% Call
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.