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CLIFFS NAT RES INC
CLIFFS NAT RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 289 Institutional holders with a total value of $1,354,883,532.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 AMERIPRISE FINANCIAL INC 104,656 724,000 0.05%
152 HIGHBRIDGE CAPITAL MANAGEMENT LLC 105,700 731,000 0.05% Put
153 Parkwood LLC 114,440 792,000 0.06%
154 BANK OF MONTREAL /CAN/ 115,576 801,000 0.06%
155 STIFEL FINANCIAL CORP 116,389 805,000 0.06%
156 LMR Partners LLP 121,020 837,000 0.06%
157 CoreCommodity Management, LLC 122,204 846,000 0.06%
158 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 130,856 906,000 0.07%
159 VOYA INVESTMENT MANAGEMENT LLC 137,280 950,000 0.07%
160 MENTA CAPITAL LLC 138,550 959,000 0.07%
161 Legal & General Group Plc 141,429 980,000 0.07%
162 WOLVERINE TRADING LP /BD 158,700 1,108,000 0.08% Call
163 Laurion Capital Management LP 163,302 1,130,000 0.08%
164 VIRGINIA RETIREMENT SYSTEMS ET Al 165,900 1,148,000 0.08%
165 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 171,836 1,189,000 0.09%
166 LPL Financial LLC 174,957 1,211,000 0.09%
167 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 175,580 1,215,014 0.09%
168 PRINCIPAL FINANCIAL GROUP INC 176,400 1,220,000 0.09%
169 GLG LLC 179,174 1,240,000 0.09%
170 Jefferies Group LLC 179,500 1,242,000 0.09% Call
171 AMERICAN INTERNATIONAL GROUP, INC. 184,922 1,280,000 0.09%
172 Raymond James Financial Services Advisors, Inc. 186,382 1,290,000 0.10%
173 FIRST TRUST ADVISORS LP 187,619 1,298,000 0.10%
174 B & T Capital Management DBA Alpha Capital Management 189,652 1,312,000 0.10%
175 Jefferies Group LLC 191,110 1,322,000 0.10%
176 PANAGORA ASSET MANAGEMENT INC 193,202 1,337,000 0.10%
177 CAPITAL FUND MANAGEMENT S.A. 196,900 1,363,000 0.10% Call
178 Laurion Capital Management LP 200,000 1,384,000 0.10% Put
179 METROPOLITAN LIFE INSURANCE CO/NY 204,350 1,414,000 0.10%
180 CAPITAL FUND MANAGEMENT S.A. 205,600 1,423,000 0.11% Put
181 SFE Investment Counsel 214,930 1,487,000 0.11%
182 SCHONFELD STRATEGIC ADVISORS LLC 217,481 1,505,000 0.11%
183 WOLVERINE TRADING LP /BD 221,400 1,545,000 0.11% Put
184 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 224,740 1,555,000 0.11%
185 D. E. Shaw & Co., Inc. 230,000 1,592,000 0.12% Call
186 MANUFACTURERS LIFE INSURANCE COMPANY, THE 231,240 1,600,000 0.12%
187 Bowling Portfolio Management LLC 231,866 1,605,000 0.12%
188 BNP PARIBAS FINANCIAL MARKETS 233,750 1,617,550 0.12%
189 JANE STREET GROUP, LLC 236,600 1,637,000 0.12% Call
190 WOLVERINE ASSET MANAGEMENT LLC 237,300 1,642,000 0.12% Put
191 Cetera Advisors LLC 241,137 1,664,000 0.12%
192 CETERA INVESTMENT ADVISERS 241,137 1,664,000 0.12%
193 CRAWFORD LAKE CAPITAL MANAGEMENT, LLC 300,000 2,076,000 0.15% Call
194 PUTNAM INVESTMENTS LLC 302,888 2,096,000 0.15%
195 Brandywine Global Investment Management, LLC 316,768 2,193,000 0.16%
196 Walleye Trading LLC 321,580 2,225,000 0.16%
197 SYSTEMATIC FINANCIAL MANAGEMENT LP 334,600 2,315,000 0.17%
198 BARCLAYS PLC 338,300 2,341,000 0.17% Put
199 Nationwide Fund Advisors 341,299 2,362,000 0.17%
200 CREDIT SUISSE AG/ 370,130 2,562,000 0.19%
Page 4 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.