Dark
Light
System
Security
CAPSTONE TURBINE CORP
CAPSTONE TURBINE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 31 Institutional holders with a total value of $4,526,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hudson Bay Capital Management LP 2,555,929 1,955,000 43.19%
2 VANGUARD GROUP INC 926,602 709,000 15.67%
3 RENAISSANCE TECHNOLOGIES LLC 825,509 632,000 13.96%
4 BlackRock Finance, Inc. 459,405 351,000 7.76%
5 SPRINGHOUSE CAPITAL MANAGEMENT, LP 335,629 257,000 5.68%
6 WEDBUSH SECURITIES INC 177,664 136,000 3.00%
7 ARDSLEY ADVISORY PARTNERS LP 150,000 115,000 2.54%
8 GEODE CAPITAL MANAGEMENT, LLC 108,514 83,000 1.83%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 71,910 55,000 1.22%
10 NORTHERN TRUST CORP 71,255 54,000 1.19%
11 GOLDMAN SACHS GROUP INC 61,070 47,000 1.04%
12 MORGAN STANLEY 31,375 24,000 0.53%
13 Creative Planning 22,037 17,000 0.38%
14 Financial Management Professionals, Inc. 22,000 16,000 0.35%
15 OPPENHEIMER & CO INC 18,855 14,000 0.31%
16 Bank of New York Mellon Corp 17,305 13,000 0.29%
17 UBS Group AG 15,959 12,000 0.27%
18 HighTower Advisors, LLC 10,800 9,000 0.20%
19 Virtu KCG Holdings LLC 10,762 8,000 0.18%
20 STATE STREET CORP 10,483 7,000 0.15%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,986 5,000 0.11%
22 WealthTrust-Arizona, LLC 4,786 4,000 0.09%
23 JPMORGAN CHASE & CO 1,350 1,000 0.02%
24 WELLS FARGO & COMPANY/MN 2,148 1,000 0.02%
25 CREATIVE FINANCIAL DESIGNS INC /ADV 1,650 1,000 0.02%
26 DEUTSCHE BANK AG\ 10 0 0.00%
27 PNC FINANCIAL SERVICES GROUP, INC. 1,000 0 0.00%
28 BARCLAYS PLC 17 0 0.00%
29 IFP ADVISORS, INC 1 0 0.00%
30 BANK OF AMERICA CORP /DE/ 607 0 0.00%
31 ADVISOR GROUP, INC. 275 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.