| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 200 | 0 | 0.00% | Put | |
| 2 | CUTLER GROUP LLC / CA | 1,600 | 0 | 0.00% | Put | |
| 3 | EXANE DERIVATIVES | 28 | 316 | 0.00% | ||
| 4 | PEAK6 Group LLC | 100 | 1,000 | 0.00% | Call | |
| 5 | ADVISOR GROUP, INC. | 196 | 2,000 | 0.00% | ||
| 6 | GLENMEDE TRUST CO NA | 182 | 2,000 | 0.00% | ||
| 7 | ENTERPRISE FINANCIAL SERVICES CORP | 307 | 3,000 | 0.00% | ||
| 8 | MCF Advisors LLC | 296 | 3,000 | 0.00% | ||
| 9 | Clearbridge Investments, LLC | 312 | 4,000 | 0.00% | ||
| 10 | BRONFMAN E.L. ROTHSCHILD, L.P. | 379 | 4,000 | 0.00% | PRN | |
| 11 | TORONTO DOMINION BANK | 500 | 6,000 | 0.00% | ||
| 12 | Creative Planning | 600 | 7,000 | 0.00% | ||
| 13 | NEXT Financial Group, Inc | 682 | 8,000 | 0.00% | ||
| 14 | WFG Advisors, LP | 752 | 8,000 | 0.00% | ||
| 15 | GOLDMAN SACHS GROUP INC | 900 | 10,000 | 0.00% | Put | |
| 16 | FLOW TRADERS U.S. LLC | 1,947 | 22,000 | 0.00% | ||
| 17 | PARALLEL ADVISORS, LLC | 2,287 | 26,000 | 0.00% | ||
| 18 | US BANCORP \DE\ | 2,526 | 28,000 | 0.00% | ||
| 19 | LAZARD ASSET MANAGEMENT LLC | 3,000 | 33,000 | 0.00% | ||
| 20 | BARCLAYS PLC | 4,200 | 47,000 | 0.00% | Put | |
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 4,553 | 52,000 | 0.00% | ||
| 22 | GOLDMAN SACHS GROUP INC | 4,900 | 55,000 | 0.00% | Call | |
| 23 | Daiwa Securities Group Inc. | 5,000 | 56,000 | 0.00% | ||
| 24 | CUTLER GROUP LLC / CA | 33,100 | 56,000 | 0.00% | Call | |
| 25 | FIRST NEW YORK SECURITIES LLC /NY | 5,080 | 57,302 | 0.00% | ||
| 26 | PEAK6 Group LLC | 5,556 | 63,000 | 0.00% | ||
| 27 | MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. | 6,100 | 72,000 | 0.01% | ||
| 28 | PEAK6 Group LLC | 6,900 | 78,000 | 0.01% | Put | |
| 29 | DekaBank Deutsche Girozentrale | 7,500 | 84,000 | 0.01% | ||
| 30 | CoreCommodity Management, LLC | 7,573 | 85,000 | 0.01% | ||
| 31 | BARCLAYS PLC | 10,042 | 113,000 | 0.01% | ||
| 32 | BROWN ADVISORY INC | 10,000 | 113,000 | 0.01% | ||
| 33 | AQR CAPITAL MANAGEMENT LLC | 11,631 | 131,000 | 0.01% | ||
| 34 | KBC Group NV | 11,768 | 132,000 | 0.01% | ||
| 35 | Verition Fund Management LLC | 12,612 | 142,000 | 0.01% | ||
| 36 | BRANDES INVESTMENT PARTNERS, LP | 13,000 | 147,000 | 0.01% | ||
| 37 | Paloma Partners Management Co | 13,116 | 148,000 | 0.01% | ||
| 38 | Global X Management CO LLC | 14,044 | 158,000 | 0.01% | ||
| 39 | WOLVERINE TRADING LP /BD | 16,000 | 180,000 | 0.01% | Put | |
| 40 | CITADEL ADVISORS LLC | 16,300 | 184,000 | 0.01% | Put | |
| 41 | BOOTHBAY FUND MANAGEMENT, LLC | 16,580 | 187,000 | 0.01% | ||
| 42 | World Asset Management Inc | 16,935 | 191,000 | 0.01% | ||
| 43 | Mitsubishi UFJ Asset Management Co., Ltd. | 16,800 | 202,000 | 0.01% | ||
| 44 | COMERICA BANK | 15,555 | 203,000 | 0.01% | ||
| 45 | Tower Research Capital LLC (TRC) | 18,238 | 205,000 | 0.01% | ||
| 46 | BARCLAYS PLC | 18,400 | 208,000 | 0.01% | Call | |
| 47 | Cubist Systematic Strategies, LLC | 20,157 | 227,000 | 0.02% | ||
| 48 | ROYAL BANK OF CANADA | 20,361 | 230,000 | 0.02% | ||
| 49 | WOLVERINE TRADING LP /BD | 20,400 | 230,000 | 0.02% | Call | |
| 50 | Freedom Investment Management, Inc. | 21,056 | 238,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
