| 1 |
NEXT Financial Group, Inc |
4 |
0 |
0.00% |
|
|
| 2 |
D.A. DAVIDSON & CO. |
8 |
1,000 |
0.00% |
|
|
| 3 |
Advisory Services Network, LLC |
20 |
3,000 |
0.00% |
|
|
| 4 |
Whitnell & Co. |
30 |
4,000 |
0.00% |
|
|
| 5 |
ENTERPRISE FINANCIAL SERVICES CORP |
34 |
5,000 |
0.00% |
|
|
| 6 |
First Horizon Advisors, Inc. |
51 |
7,000 |
0.00% |
|
|
| 7 |
FARMERS & MERCHANTS INVESTMENTS INC |
59 |
8,000 |
0.00% |
|
|
| 8 |
US FINANCIAL ADVISORS, LLC |
56 |
8,000 |
0.00% |
|
|
| 9 |
THOMPSON DAVIS & CO., INC. |
57 |
8,000 |
0.00% |
|
|
| 10 |
CANADA PENSION PLAN INVESTMENT BOARD |
55 |
8,000 |
0.00% |
|
|
| 11 |
AlphaMark Advisors, LLC |
70 |
10,000 |
0.00% |
|
|
| 12 |
Guinness Asset Management LTD |
100 |
14,000 |
0.00% |
|
|
| 13 |
GENEOS WEALTH MANAGEMENT INC. |
100 |
14,000 |
0.00% |
|
|
| 14 |
Parkside Financial Bank & Trust |
106 |
15,000 |
0.00% |
|
|
| 15 |
Carroll Financial Associates, Inc. |
106 |
15,000 |
0.00% |
|
|
| 16 |
GLENMEDE TRUST CO NA |
117 |
16,000 |
0.00% |
|
|
| 17 |
Vident Investment Advisory, LLC |
2,256,216 |
16,000 |
0.00% |
|
|
| 18 |
Ipswich Investment Management Co., Inc. |
125 |
17,000 |
0.00% |
|
|
| 19 |
BESSEMER GROUP INC |
132 |
19,000 |
0.00% |
|
|
| 20 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
111 |
20,000 |
0.00% |
|
|
| 21 |
ASSETMARK, INC |
142 |
20,000 |
0.00% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
154 |
22,000 |
0.00% |
|
|
| 23 |
Smithfield Trust Co |
163 |
23,000 |
0.00% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
200 |
29,000 |
0.00% |
|
|
| 25 |
FLOW TRADERS U.S. LLC |
234 |
34,000 |
0.00% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
258 |
37,000 |
0.00% |
|
|
| 27 |
HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. |
286 |
41,000 |
0.00% |
|
|
| 28 |
MOSAIC FAMILY WEALTH, LLC |
329 |
47,000 |
0.00% |
|
|
| 29 |
Bartlett & Co. LLC |
350 |
50,000 |
0.00% |
|
|
| 30 |
CUTLER GROUP LLC / CA |
19,600 |
51,000 |
0.00% |
Call |
|
| 31 |
IFP ADVISORS, INC |
368 |
53,000 |
0.00% |
|
|
| 32 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
400 |
57,000 |
0.00% |
|
|
| 33 |
Hillsdale Investment Management Inc. |
400 |
57,000 |
0.00% |
|
|
| 34 |
MSI Financial Services Inc |
428 |
61,000 |
0.00% |
|
|
| 35 |
U S GLOBAL INVESTORS INC |
500 |
72,000 |
0.00% |
|
|
| 36 |
AXA S.A. |
500 |
72,000 |
0.00% |
|
|
| 37 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
537 |
77,000 |
0.00% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
625 |
90,000 |
0.00% |
|
|
| 39 |
ETF MANAGERS GROUP, LLC |
331 |
94,000 |
0.00% |
|
|
| 40 |
HOWE & RUSLING INC |
690 |
99,000 |
0.00% |
|
|
| 41 |
DekaBank Deutsche Girozentrale |
700 |
100,000 |
0.00% |
|
|
| 42 |
HSBC HOLDINGS PLC |
800 |
115,000 |
0.00% |
Call |
|
| 43 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA |
825 |
118,000 |
0.00% |
|
|
| 44 |
PACER ADVISORS, INC. |
992 |
142,000 |
0.00% |
|
|
| 45 |
Daiwa Securities Group Inc. |
1,200 |
172,000 |
0.00% |
|
|
| 46 |
FIRST MERCANTILE TRUST CO |
1,200 |
172,000 |
0.00% |
|
|
| 47 |
Checchi Capital Advisers, LLC |
1,251 |
180,000 |
0.00% |
|
|
| 48 |
CUTLER GROUP LLC / CA |
58,100 |
195,000 |
0.00% |
Put |
|
| 49 |
DKR OASIS MANAGEMENT COMPANY, L.P. |
1,400 |
201,000 |
0.00% |
|
|
| 50 |
FEDERATED HERMES, INC. |
1,400 |
201,000 |
0.00% |
|
|
