| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 157,543 | 4,054,000 | 32.68% | ||
| 2 | Carroll Financial Associates, Inc. | 324,313 | 8,351,000 | 67.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.