| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 531 | 15,000 | 0.03% | ||
| 2 | ADVISOR GROUP, INC. | 1,065 | 29,000 | 0.06% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 1,342 | 37,000 | 0.07% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 56,000 | 0.11% | ||
| 5 | ROYAL BANK OF CANADA | 2,770 | 77,000 | 0.15% | ||
| 6 | Virtu KCG Holdings LLC | 16,870 | 469,000 | 0.90% | ||
| 7 | Commonwealth Equity Services, Inc | 26,249 | 730,000 | 1.39% | ||
| 8 | LPL Financial LLC | 28,582 | 795,000 | 1.52% | ||
| 9 | CAVALIER INVESTMENTS, LLC | 42,649 | 1,189,000 | 2.27% | ||
| 10 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,762,192 | 48,988,000 | 93.52% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
