| 1 |
MOSAIC FAMILY WEALTH, LLC |
1,000 |
0 |
0.00% |
|
|
| 2 |
Allworth Financial LP |
124 |
0 |
0.00% |
|
|
| 3 |
BARCLAYS PLC |
4,774 |
0 |
0.00% |
|
|
| 4 |
Creative Planning |
400 |
0 |
0.00% |
|
|
| 5 |
CITIGROUP INC |
812 |
0 |
0.00% |
|
|
| 6 |
GROUP ONE TRADING LLC |
141 |
0 |
0.00% |
|
|
| 7 |
BNP PARIBAS FINANCIAL MARKETS |
108 |
72 |
0.00% |
|
|
| 8 |
SIMPLEX TRADING, LLC |
5,600 |
3,000 |
0.01% |
|
|
| 9 |
IFP ADVISORS, INC |
6,740 |
4,000 |
0.01% |
|
|
| 10 |
Edge Wealth Management LLC |
8,000 |
4,000 |
0.01% |
|
|
| 11 |
Investors Capital Advisory Services |
10,850 |
5,000 |
0.02% |
|
|
| 12 |
Tower Research Capital LLC (TRC) |
7,800 |
5,000 |
0.02% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
10,500 |
6,000 |
0.02% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
10,059 |
6,000 |
0.02% |
|
|
| 15 |
WEDBUSH SECURITIES INC |
10,000 |
6,000 |
0.02% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,431 |
8,000 |
0.03% |
|
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,400 |
8,000 |
0.03% |
Put |
|
| 18 |
BB&T SECURITIES, LLC |
15,000 |
8,000 |
0.03% |
|
|
| 19 |
Bank of New York Mellon Corp |
20,690 |
11,000 |
0.04% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
19,262 |
11,000 |
0.04% |
|
|
| 21 |
Sigma Planning Corp |
22,028 |
12,000 |
0.04% |
|
|
| 22 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
21,200 |
12,000 |
0.04% |
|
|
| 23 |
Geneva Advisors, LLC |
25,000 |
14,000 |
0.05% |
|
|
| 24 |
TWO SIGMA SECURITIES, LLC |
25,980 |
14,000 |
0.05% |
|
|
| 25 |
First Allied Advisory Services, Inc. |
24,600 |
14,000 |
0.05% |
|
|
| 26 |
LPL Financial LLC |
29,156 |
15,000 |
0.06% |
|
|
| 27 |
CIBC WORLD MARKET INC. |
29,578 |
16,000 |
0.06% |
|
|
| 28 |
Salient Capital Advisors, LLC |
30,000 |
17,000 |
0.06% |
|
|
| 29 |
CITADEL ADVISORS LLC |
32,668 |
18,000 |
0.07% |
|
|
| 30 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
36,700 |
20,000 |
0.07% |
|
|
| 31 |
TORONTO DOMINION BANK |
40,198 |
22,000 |
0.08% |
|
|
| 32 |
U S GLOBAL INVESTORS INC |
45,000 |
25,000 |
0.09% |
|
|
| 33 |
Virtu KCG Holdings LLC |
47,634 |
26,000 |
0.10% |
|
|
| 34 |
SHELL ASSET MANAGEMENT CO |
41,221 |
30,000 |
0.11% |
|
|
| 35 |
SCOTIA CAPITAL INC. |
57,917 |
32,000 |
0.12% |
|
|
| 36 |
OMERS ADMINISTRATION Corp |
63,000 |
36,000 |
0.13% |
|
|
| 37 |
BANK OF AMERICA CORP /DE/ |
75,716 |
41,000 |
0.15% |
|
|
| 38 |
Raymond James Financial Services Advisors, Inc. |
73,006 |
41,000 |
0.15% |
|
|
| 39 |
GOLDMAN SACHS GROUP INC |
77,614 |
43,000 |
0.16% |
|
|
| 40 |
B. Riley Wealth Advisors, Inc. |
89,000 |
49,000 |
0.18% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
89,350 |
49,000 |
0.18% |
|
|
| 42 |
MORGAN STANLEY |
114,666 |
63,000 |
0.23% |
|
|
| 43 |
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
119,893 |
68,000 |
0.25% |
|
|
| 44 |
BANK OF NOVA SCOTIA |
129,484 |
73,000 |
0.27% |
|
|
| 45 |
ROYAL BANK OF CANADA |
156,684 |
86,000 |
0.32% |
|
|
| 46 |
Equinox Partners Investment Management LLC |
177,500 |
100,000 |
0.37% |
|
|
| 47 |
DEUTSCHE BANK AG\ |
240,900 |
132,000 |
0.49% |
|
|
| 48 |
RUSSELL FRANK CO/ |
242,600 |
137,000 |
0.51% |
|
|
| 49 |
CREDIT SUISSE AG/ |
255,467 |
141,000 |
0.52% |
|
|
| 50 |
BANK OF MONTREAL /CAN/ |
260,556 |
144,000 |
0.53% |
|
|
