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DOMINION DIAMOND CORP
DOMINION DIAMOND CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 129 Institutional holders with a total value of $390,285,347.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 RUSSELL INVESTMENTS GROUP, LTD. 11,258 110,000 0.03%
102 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 10,100 98,000 0.03%
103 BLUESTEIN R H & CO LLC 10,000 97,000 0.02%
104 FIRST MERCANTILE TRUST CO 8,260 80,000 0.02%
105 CITIGROUP INC 7,820 76,000 0.02%
106 PEAK6 Group LLC 7,600 74,000 0.02% Put
107 Zurcher Kantonalbank (Zurich Cantonalbank) 5,794 56,000 0.01%
108 ADVISOR GROUP, INC. 4,019 39,000 0.01%
109 SEI INVESTMENTS CO 2,599 25,000 0.01%
110 Tower Research Capital LLC (TRC) 2,600 25,000 0.01%
111 AGF INVESTMENTS INC. 2,374 23,000 0.01%
112 Spot Trading L.L.C 2,100 20,000 0.01% Put
113 PNC FINANCIAL SERVICES GROUP, INC. 1,935 19,000 0.00%
114 CUTLER GROUP LLC / CA 48,200 19,000 0.00% Call
115 Credential Securities Inc. 1,821 17,533 0.00%
116 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,671 16,000 0.00%
117 LADENBURG THALMANN FINANCIAL SERVICES INC. 865 8,000 0.00%
118 IFP ADVISORS, INC 522 5,000 0.00%
119 Creative Planning 521 5,000 0.00%
120 Barnett & Company, Inc. 312 3,000 0.00%
121 WESTSIDE INVESTMENT MANAGEMENT, INC. 288 2,814 0.00%
122 NEXT Financial Group, Inc 250 2,000 0.00%
123 BRONFMAN E.L. ROTHSCHILD, L.P. 210 2,000 0.00%
124 ENVESTNET ASSET MANAGEMENT INC 164 1,000 0.00%
125 US BANCORP \DE\ 147 1,000 0.00%
126 BENJAMIN F. EDWARDS & COMPANY, INC. 100 1,000 0.00%
127 WealthTrust-Arizona, LLC 30 0 0.00%
128 BlackRock Institutional Trust Company, N.A. 1 0 0.00%
129 CUTLER GROUP LLC / CA 800 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.