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NEPTUNE TECHNOLOGIES BIORESO
NEPTUNE TECHNOLOGIES BIORESO. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 28 Institutional holders with a total value of $6,300,334.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERCEPTIVE ADVISORS LLC 6,519,634 3,801,000 60.33%
2 WYNNEFIELD CAPITAL INC 1,825,450 1,535,000 24.36%
3 Alpine Global Management, LLC 278,101 234,000 3.71%
4 ALPINE GROUP USVI, LLC 278,101 234,000 3.71%
5 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 101,800 86,000 1.37%
6 Fiera Capital Corp 100,000 85,000 1.35%
7 NORTHWEST INVESTMENT COUNSELORS, LLC 95,664 80,000 1.27%
8 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 77,119 65,334 1.04%
9 GEODE CAPITAL MANAGEMENT, LLC 39,978 33,000 0.52%
10 B. Riley Wealth Advisors, Inc. 35,000 30,000 0.48%
11 CITADEL ADVISORS LLC 29,931 25,000 0.40%
12 UBS Group AG 28,086 24,000 0.38%
13 ROYAL BANK OF CANADA 22,126 19,000 0.30%
14 Creative Planning 15,029 13,000 0.21%
15 SEGALL BRYANT & HAMILL, LLC 11,000 9,000 0.14%
16 BLAIR WILLIAM & CO/IL 10,800 9,000 0.14%
17 LPL Financial LLC 10,000 8,000 0.13%
18 BANK OF AMERICA CORP /DE/ 6,900 6,000 0.10%
19 Tower Research Capital LLC (TRC) 2,800 3,000 0.05%
20 Corbenic Partners LLC 700 1,000 0.02%
21 CUTLER GROUP LLC / CA 24 0 0.00%
22 HUNTINGTON NATIONAL BANK 500 0 0.00%
23 BANK OF MONTREAL /CAN/ 223 0 0.00%
24 SEI INVESTMENTS CO 400 0 0.00%
25 WELLS FARGO & COMPANY/MN 11 0 0.00%
26 GROUP ONE TRADING LLC 400 0 0.00%
27 CREDIT AGRICOLE S A 15 0 0.00%
28 DEUTSCHE BANK AG\ 200 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.