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RITCHIE BROS AUCTIONEERS
RITCHIE BROS AUCTIONEERS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 143 Institutional holders with a total value of $2,588,134,069.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 1 0 0.00%
2 LS Investment Advisors, LLC 50 1,000 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 32 1,000 0.00%
4 PEAK6 Group LLC 50 1,000 0.00%
5 American Research & Management Co. 125 3,000 0.00%
6 PRIVATE TRUST CO NA 160 4,000 0.00%
7 BESSEMER GROUP INC 200 4,000 0.00%
8 FARMERS & MERCHANTS INVESTMENTS INC 249 6,000 0.00%
9 BlackRock Fund Advisors 316 8,000 0.00%
10 Tower Research Capital LLC (TRC) 365 8,000 0.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 463 11,000 0.00%
12 America First Investment Advisors, LLC 600 14,000 0.00%
13 1832 Asset Management L.P. 600 15,000 0.00%
14 First Horizon Advisors, Inc. 785 19,000 0.00%
15 WealthTrust-Arizona, LLC 915 22,000 0.00%
16 Trutina Financial LLC 980 24,000 0.00%
17 Teewinot Capital Advisers, L.L.C. 1,200 29,000 0.00%
18 PRELUDE CAPITAL MANAGEMENT, LLC 1,400 34,000 0.00%
19 Legal & General Group Plc 2,200 53,000 0.00%
20 ETRADE Capital Management LLC 2,215 53,000 0.00%
21 TOMPKINS FINANCIAL CORP 2,295 55,000 0.00%
22 Li Winifred I 3,060 74,000 0.00%
23 ALLIANCEBERNSTEIN L.P. 3,100 75,000 0.00%
24 Compagnie Lombard Odier SCmA 3,500 85,000 0.00%
25 GOLDMAN SACHS GROUP INC 3,700 89,000 0.00% Call
26 GOLDMAN SACHS GROUP INC 3,800 92,000 0.00% Put
27 CACTI ASSET MANAGEMENT LLC 4,000 97,000 0.00%
28 Copeland Capital Management, LLC 4,274 103,000 0.00%
29 Fortress Investment Group LLC 5,187 125,000 0.00%
30 FineMark National Bank & Trust 5,776 139,000 0.01%
31 GlobalBridge, Inc. 9,455 228,000 0.01%
32 WILMINGTON TRUST CO 10,134 245,000 0.01%
33 REGIONS FINANCIAL CORP 10,224 246,000 0.01%
34 Sequoia Financial Advisors, LLC 10,272 248,000 0.01%
35 MORGAN STANLEY 10,316 248,000 0.01%
36 GOLDMAN SACHS GROUP INC 10,605 256,000 0.01%
37 Alpha Wave Global, LP 11,725 283,000 0.01%
38 STONEBRIDGE CAPITAL MANAGEMENT INC 12,240 295,000 0.01%
39 EDGE ASSET MANAGEMENT, INC 12,400 299,000 0.01%
40 Smithfield Trust Co 12,579 303,000 0.01%
41 HUNTINGTON NATIONAL BANK 13,525 326,000 0.01%
42 NATIXIS ADVISORS, LLC 13,712 331,000 0.01%
43 STEPHENS INC /AR/ 13,884 335,000 0.01%
44 Spark Investment Management LLC 16,000 386,000 0.01%
45 BAHL & GAYNOR INC 17,929 433,000 0.02%
46 GLENMEDE TRUST CO NA 18,200 439,000 0.02%
47 CITIGROUP INC 18,513 449,000 0.02%
48 PEAK6 Group LLC 20,800 502,000 0.02% Call
49 CAPITAL FUND MANAGEMENT S.A. 20,800 502,000 0.02%
50 COMMERCE BANK 21,568 520,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.