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ASSOCIATED CAP GROUP INC CL A
ASSOCIATED CAP GROUP INC CL A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 62 Institutional holders with a total value of $67,075,740.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF MONTREAL /CAN/ 27 1,000 0.00%
2 BESSEMER GROUP INC 24 1,000 0.00%
3 BARCLAYS PLC 61 2,000 0.00%
4 Chicago Partners Investment Group LLC 111 3,000 0.00%
5 WFG Advisors, LP 174 5,000 0.01%
6 JPMORGAN CHASE & CO 294 8,000 0.01%
7 BNP PARIBAS FINANCIAL MARKETS 334 9,359 0.01%
8 BlackRock Japan Co. Ltd 397 11,000 0.02%
9 Tower Research Capital LLC (TRC) 527 15,000 0.02%
10 TEACHER RETIREMENT SYSTEM OF TEXAS 563 16,000 0.02%
11 BlackRock Finance, Inc. 587 16,000 0.02%
12 DEUTSCHE BANK AG\ 927 25,000 0.04%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,012 28,000 0.04%
14 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,013 28,000 0.04%
15 UBS Group AG 1,068 30,000 0.04%
16 VAN ECK ASSOCIATES CORP 1,102 31,000 0.05%
17 Legal & General Group Plc 1,137 32,000 0.05%
18 CANADA LIFE ASSURANCE Co 1,175 33,000 0.05%
19 BlackRock Group LTD 1,295 36,000 0.05%
20 ROYAL BANK OF CANADA 1,298 36,000 0.05%
21 STRS OHIO 2,100 58,000 0.09%
22 BLACKROCK ADVISORS LLC 2,852 80,000 0.12%
23 NISA INVESTMENT ADVISORS, LLC 3,300 92,000 0.14%
24 AMERICAN INTERNATIONAL GROUP, INC. 3,697 104,000 0.16%
25 Guinness Asset Management LTD 3,700 104,000 0.16%
26 Nationwide Fund Advisors 4,223 118,000 0.18%
27 METROPOLITAN LIFE INSURANCE CO/NY 4,951 139,000 0.21%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,227 148,000 0.22%
29 WELLS FARGO & COMPANY/MN 5,409 152,000 0.23%
30 Swiss National Bank 6,200 166,000 0.25%
31 RHUMBLINE ADVISERS 8,079 226,000 0.34%
32 US BANCORP \DE\ 8,250 231,000 0.34%
33 BANK OF AMERICA CORP /DE/ 8,291 232,000 0.35%
34 CITIGROUP INC 8,787 246,000 0.37%
35 TEACHERS ADVISORS, LLC 9,772 274,000 0.41%
36 NEW YORK STATE COMMON RETIREMENT FUND 9,967 279,000 0.42%
37 Matarin Capital Management, LLC 11,434 320,381 0.48%
38 BEACH INVESTMENT COUNSEL INC/PA 11,888 333,000 0.50%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,100 368,000 0.55%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 13,466 377,000 0.56%
41 ALLIANCEBERNSTEIN L.P. 17,255 483,000 0.72%
42 RENAISSANCE TECHNOLOGIES LLC 17,900 502,000 0.75%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 21,419 600,000 0.89%
44 BlackRock Investment Management, LLC 21,923 614,000 0.92%
45 GOLDMAN SACHS GROUP INC 24,660 691,000 1.03%
46 GEODE CAPITAL MANAGEMENT, LLC 29,022 813,000 1.21%
47 NORGES BANK 30,004 841,000 1.25%
48 MORGAN STANLEY 30,358 851,000 1.27%
49 Bank of New York Mellon Corp 36,727 1,029,000 1.53%
50 J. Goldman & Co LP 53,069 1,487,000 2.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.