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ARALEZ PHARMACEUTICALS INC
ARALEZ PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 73 Institutional holders with a total value of $21,196,004.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SHINE INVESTMENT ADVISORY SERVICES INC 34 0 0.00%
2 FIFTH THIRD BANCORP 100 0 0.00%
3 FARMERS & MERCHANTS INVESTMENTS INC 130 0 0.00%
4 Tradewinds Capital Management, LLC 6 0 0.00%
5 AMERICAN INTERNATIONAL GROUP, INC. 14 0 0.00%
6 Bartlett & Co. LLC 272 0 0.00%
7 D.A. DAVIDSON & CO. 200 0 0.00%
8 DekaBank Deutsche Girozentrale 100 0 0.00%
9 TORONTO DOMINION BANK 281 0 0.00%
10 SIMPLEX TRADING, LLC 570 0 0.00%
11 D'Orazio & Associates, Inc. 1,006 1,000 0.00%
12 JBF Capital, Inc. 1,076 1,000 0.00%
13 BANK OF MONTREAL /CAN/ 637 1,000 0.00%
14 Tower Research Capital LLC (TRC) 300 1,000 0.00%
15 BARCLAYS PLC 400 1,000 0.00%
16 JPMORGAN CHASE & CO 408 1,000 0.00%
17 SEVENBRIDGE FINANCIAL GROUP, LLC 1,000 1,000 0.00%
18 IFP ADVISORS, INC 1,436 2,000 0.01%
19 WFG Advisors, LP 2,500 3,000 0.01%
20 PRELUDE CAPITAL MANAGEMENT, LLC 2,100 3,000 0.01%
21 ROYAL BANK OF CANADA 2,988 4,000 0.02%
22 CITIGROUP INC 3,627 5,000 0.02%
23 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,937 5,004 0.02%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,031 8,000 0.04%
25 CUTLER GROUP LLC / CA 9,303 12,000 0.06%
26 CITADEL ADVISORS LLC 11,300 15,000 0.07% Call
27 GLENMEDE TRUST CO NA 10,045 21,000 0.10%
28 SCOTIA CAPITAL INC. 15,268 21,000 0.10%
29 BANK OF AMERICA CORP /DE/ 16,241 22,000 0.10%
30 D. E. Shaw & Co., Inc. 16,352 22,000 0.10%
31 Creative Planning 17,794 24,000 0.11%
32 SHUFRO ROSE & CO LLC 17,987 24,000 0.11%
33 WOLVERINE TRADING LP /BD 20,647 29,000 0.14%
34 CIRCLE WEALTH MANAGEMENT, LLC 24,824 34,000 0.16%
35 VANGUARD GROUP INC 26,916 36,000 0.17%
36 NWAM LLC 27,000 36,000 0.17%
37 GEODE CAPITAL MANAGEMENT, LLC 28,175 38,000 0.18%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,800 39,000 0.18% Put
39 Ballentine Partners, LLC 30,000 41,000 0.19%
40 Airain ltd 32,264 44,000 0.21%
41 ProShare Advisors LLC 33,798 46,000 0.22%
42 Janney Montgomery Scott LLC 34,000 46,000 0.22%
43 ADVISOR GROUP, INC. 38,350 52,000 0.25%
44 WOLVERINE TRADING LP /BD 38,600 54,000 0.25% Call
45 WOLVERINE TRADING LP /BD 38,700 54,000 0.25% Put
46 A.R.T. Advisors, LLC 42,377 57,000 0.27%
47 Bank of New York Mellon Corp 51,641 71,000 0.33%
48 NORTHERN TRUST CORP 59,015 79,000 0.37%
49 J.P. Morgan Private Wealth Advisors LLC 60,000 81,000 0.38%
50 MACQUARIE GROUP LTD 69,667 94,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.