| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 100 | 2,000 | 0.61% | ||
| 2 | WFG Advisors, LP | 1,000 | 21,000 | 6.42% | ||
| 3 | CREDIT SUISSE AG/ | 14,674 | 304,000 | 92.97% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.