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SOUTHERN FIRST BANCSHARES IN
SOUTHERN FIRST BANCSHARES IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 39 Institutional holders with a total value of $91,505,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 73 1,000 0.00%
2 WELLS FARGO & COMPANY/MN 222 5,000 0.01%
3 MUFG Americas Holdings Corp 240 6,000 0.01%
4 BlackRock Investment Management, LLC 916 22,000 0.02%
5 BlackRock Fund Advisors 953 23,000 0.03%
6 BESSEMER GROUP INC 1,000 24,000 0.03%
7 BANK OF AMERICA CORP /DE/ 2,066 50,000 0.05%
8 BROWN BROTHERS HARRIMAN & CO 2,274 56,000 0.06%
9 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,251 79,000 0.09%
10 DEUTSCHE BANK AG\ 6,513 158,000 0.17%
11 Segantii Capital Management Ltd 7,500 186,000 0.20%
12 US BANCORP \DE\ 7,775 190,000 0.21%
13 ROYAL BANK OF CANADA 7,860 192,000 0.21%
14 MORGAN STANLEY 8,007 195,000 0.21%
15 CREDIT SUISSE AG/ 10,257 251,000 0.27%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 10,390 254,000 0.28%
17 MILLENNIUM MANAGEMENT LLC 10,863 265,000 0.29%
18 GOLDMAN SACHS GROUP INC 11,954 292,000 0.32%
19 SALEM INVESTMENT COUNSELORS INC 12,000 293,000 0.32%
20 SHEETS SMITH WEALTH MANAGEMENT 16,622 406,000 0.44%
21 UBS Group AG 16,972 414,000 0.45%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 32,265 788,000 0.86%
23 ENDEAVOUR CAPITAL ADVISORS INC 43,185 1,054,000 1.15%
24 BALENTINE LLC 44,052 1,075,000 1.17%
25 EMERALD MUTUAL FUND ADVISERS TRUST 46,032 1,124,000 1.23%
26 Pinnacle Holdings, LLC 69,689 1,701,108 1.86%
27 RAYMOND JAMES & ASSOCIATES 70,392 1,718,000 1.88%
28 ALLIANCEBERNSTEIN L.P. 95,465 2,330,000 2.55%
29 Stieven Capital Advisors, L.P. 125,940 3,074,000 3.36%
30 MENDON CAPITAL ADVISORS CORP 155,152 3,788,000 4.14%
31 CASTINE CAPITAL MANAGEMENT, LLC 159,520 3,894,000 4.26%
32 VANGUARD GROUP INC 166,974 4,076,000 4.45%
33 DIMENSIONAL FUND ADVISORS LP 192,133 4,690,000 5.13%
34 Curi Capital, LLC 227,687 5,558,000 6.07%
35 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 236,151 5,764,000 6.30%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 342,013 8,485,000 9.27%
37 WELLINGTON MANAGEMENT GROUP LLP 485,367 11,848,000 12.95%
38 EJF Capital LP 533,274 13,017,000 14.23%
39 BANC FUNDS CO LLC 580,043 14,159,000 15.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.