| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PEAK6 Group LLC | 9 | 0 | 0.00% | ||
| 2 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 250 | 1,000 | 0.00% | ||
| 3 | US BANCORP \DE\ | 600 | 2,000 | 0.00% | ||
| 4 | SIMPLEX TRADING, LLC | 682 | 2,000 | 0.00% | ||
| 5 | Creative Planning | 1,000 | 4,000 | 0.01% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,500 | 6,000 | 0.01% | ||
| 7 | WOLVERINE TRADING LP /BD | 23 | 8,740 | 0.01% | Put | |
| 8 | BARCLAYS PLC | 3,500 | 13,000 | 0.02% | ||
| 9 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 4,163 | 15,000 | 0.02% | ||
| 10 | WOLVERINE TRADING LP /BD | 4,274 | 16,241 | 0.02% | ||
| 11 | WOLVERINE TRADING LP /BD | 45 | 17,100 | 0.02% | Call | |
| 12 | PEAK6 Group LLC | 5,400 | 20,000 | 0.03% | Call | |
| 13 | Spot Trading L.L.C | 5,400 | 20,000 | 0.03% | Call | |
| 14 | Spot Trading L.L.C | 5,529 | 21,000 | 0.03% | ||
| 15 | DEUTSCHE BANK AG\ | 7,715 | 28,000 | 0.04% | ||
| 16 | PEAK6 Group LLC | 10,800 | 40,000 | 0.06% | Put | |
| 17 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 18,000 | 67,000 | 0.09% | ||
| 18 | KING LUTHER CAPITAL MANAGEMENT CORP | 20,000 | 74,000 | 0.10% | ||
| 19 | REGIONS FINANCIAL CORP | 21,377 | 79,000 | 0.11% | ||
| 20 | UBS Group AG | 27,612 | 102,000 | 0.14% | ||
| 21 | Sterling Capital Management LLC | 28,301 | 105,000 | 0.15% | ||
| 22 | JPMORGAN CHASE & CO | 46,219 | 171,000 | 0.24% | ||
| 23 | Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 48,677 | 181,000 | 0.26% | ||
| 24 | WELLS FARGO & COMPANY/MN | 51,020 | 190,000 | 0.27% | ||
| 25 | Spot Trading L.L.C | 60,000 | 223,000 | 0.31% | Put | |
| 26 | MORGAN STANLEY | 69,301 | 257,000 | 0.36% | ||
| 27 | ROYAL BANK OF CANADA | 101,100 | 375,000 | 0.53% | ||
| 28 | LUCAS CAPITAL MANAGEMENT | 144,901 | 538,000 | 0.76% | ||
| 29 | GOLDMAN SACHS GROUP INC | 167,905 | 623,000 | 0.88% | ||
| 30 | AMG National Trust Bank | 182,502 | 677,000 | 0.95% | ||
| 31 | RR Advisors, LLC | 258,000 | 956,000 | 1.35% | ||
| 32 | ArchPoint Investors | 607,531 | 2,254,000 | 3.18% | ||
| 33 | Carlyle Group Inc. | 8,600,000 | 31,906,000 | 45.00% | ||
| 34 | RIVERSTONE HOLDINGS LLC | 8,600,000 | 31,906,000 | 45.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
