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DOW CHEMICAL CO
DOW CHEMICAL CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 1,130 Institutional holders with a total value of $39,346,263,872.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cranbrook Wealth Management, LLC 9 0 0.00%
2 Saiers Capital, LLC 4,000 0 0.00% Call
3 Klingman & Associates, LLC 18 0 0.00%
4 Gary Goldberg Planning Services Inc 0 0 0.00% Call
5 FARMERS TRUST CO 17 835 0.00%
6 MACROVIEW INVESTMENT MANAGEMENT LLC 18 1,000 0.00%
7 SUMMIT SECURITIES GROUP LLC 231 1,000 0.00% Put
8 Lowe Wealth Advisors, LLC 15 1,000 0.00%
9 HAP Trading, LLC 293,700 1,000 0.00% Call
10 WELLS FARGO & COMPANY/MN 2,000 1,000 0.00% Call
11 ALETHEA CAPITAL MANAGEMENT, LLC 10,000 1,000 0.00% Call
12 Kovack Advisors, Inc. 22 1,000 0.00% Call
13 Commonwealth Financial Services, LLC 13 1,000 0.00%
14 QCI ASSET MANAGEMENT INC/NY 35 2,000 0.00%
15 JNBA Financial Advisors 50 2,000 0.00%
16 WOLVERINE ASSET MANAGEMENT LLC 175 3,000 0.00% Call
17 CKW FINANCIAL GROUP 110 5,000 0.00%
18 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 120 5,000 0.00%
19 Parasol Investment Management, LLC 111 5,000 0.00%
20 Tower Research Capital LLC (TRC) 100 5,000 0.00%
21 Lehman Financial Resources, Inc. 100 5,000 0.00%
22 LAZARD ASSET MANAGEMENT LLC 147 6,000 0.00%
23 STANCORP INVESTMENT ADVISERS INC 135 6,000 0.00%
24 Oakworth Capital, Inc. 135 6,000 0.00%
25 JFS WEALTH ADVISORS, LLC 130 6,000 0.00%
26 Lenox Wealth Advisors, LLC 149 7,000 0.00%
27 American Research & Management Co. 170 8,000 0.00%
28 DUBUQUE BANK & TRUST CO 170 8,000 0.00%
29 Burt Wealth Advisors 200 9,000 0.00%
30 GROUP ONE TRADING LLC 200 9,000 0.00%
31 Private Ocean, LLC 200 9,000 0.00%
32 Tradewinds Capital Management, LLC 233 11,000 0.00%
33 West Oak Capital, LLC 250 11,403 0.00%
34 Archford Capital Strategies, LLC 289 13,000 0.00%
35 Financial Advantage, Inc. 280 13,000 0.00%
36 THOMPSON SIEGEL & WALMSLEY LLC 284 13,000 0.00%
37 MassMutual Private Wealth & Trust, FSB 300 13,683 0.00%
38 Tortoise Investment Management, LLC 315 14,000 0.00%
39 Madden Advisory Services, Inc. 300 14,000 0.00%
40 HAP Trading, LLC 24,400 14,000 0.00% Put
41 HABERER REGISTERED INVESTMENT ADVISOR INC 322 15,000 0.00% SH
42 Point72 Hong Kong Ltd 349 16,000 0.00%
43 Exchange Capital Management, Inc. 380 18,000 0.00%
44 Stanford Investment Group, Inc. 400 18,000 0.00%
45 MV CAPITAL MANAGEMENT, INC. 391 18,000 0.00%
46 Avior Wealth Management, LLC 390 18,000 0.00%
47 FIRST NATIONAL BANK SIOUX FALLS 402 18,000 0.00%
48 NewSquare Capital LLC 393 18,000 0.00%
49 RATIONAL ADVISORS, INC. 410 19,000 0.00%
50 Choate Investment Advisors 419 19,111 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.