Dark
Light
System
Security
DOW CHEM CO
DOW CHEM CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 1,193 Institutional holders with a total value of $42,463,867,107.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cranbrook Wealth Management, LLC 9 0 0.00%
2 WELLS FARGO & COMPANY/MN 2,000 0 0.00% Call
3 Transamerica Financial Advisors, LLC 15 1,000 0.00%
4 WOLVERINE ASSET MANAGEMENT LLC 193 1,000 0.00% Call
5 Bluefin Trading, LLC 15,300 1,000 0.00% Put
6 HighTower Advisors, LLC 1,000 1,000 0.00% Put
7 Lowe Wealth Advisors, LLC 15 1,000 0.00%
8 SUMMIT SECURITIES GROUP LLC 79 1,000 0.00% Put
9 FT OPTIONS LLC 5,000 1,000 0.00% Call
10 Edge Wealth Management LLC 28 1,000 0.00% SH
11 Tradewinds Capital Management, LLC 25 1,000 0.00%
12 Klingman & Associates, LLC 18 1,000 0.00%
13 WESPAC ADVISORS SOCAL, LLC 33 1,000 0.00%
14 Commonwealth Financial Services, LLC 13 1,000 0.00%
15 Barrett Asset Management, LLC 44 2,000 0.00%
16 WealthTrust-Arizona, LLC 58 3,000 0.00%
17 Sunbelt Securities, Inc. 70 3,604 0.00%
18 QCI ASSET MANAGEMENT INC/NY 85 4,000 0.00%
19 Tower Research Capital LLC (TRC) 100 5,000 0.00%
20 Winch Advisory Services, LLC 100 5,000 0.00%
21 HAP Trading, LLC 22,400 5,000 0.00% Call
22 Point72 Hong Kong Ltd 100 5,000 0.00%
23 Cypress Capital Management LLC (WY) 112 5,766 0.00%
24 CKW FINANCIAL GROUP 114 6,000 0.00%
25 Oakworth Capital, Inc. 135 7,000 0.00%
26 BALENTINE LLC 160 8,000 0.00%
27 LBA Wealth Management, LLC 180 9,000 0.00%
28 PROFICIO CAPITAL PARTNERS LLC 199 10,000 0.00%
29 Private Ocean, LLC 200 10,000 0.00%
30 MEEDER ASSET MANAGEMENT INC 190 10,000 0.00%
31 VALLEY NATIONAL ADVISERS INC 200 10,000 0.00%
32 ARROWGRASS CAPITAL PARTNERS (US) LP 203 10,000 0.00%
33 HEFTY WEALTH PARTNERS 233 11,000 0.00%
34 Tortoise Investment Management, LLC 222 11,000 0.00%
35 ASSET DEDICATION, LLC 219 11,000 0.00%
36 West Oak Capital, LLC 250 12,870 0.00%
37 TD Securities (USA) LLC 253 13,000 0.00%
38 HAP Trading, LLC 91,800 13,000 0.00% Put
39 JNBA Financial Advisors 266 14,000 0.00%
40 America First Investment Advisors, LLC 287 15,000 0.00%
41 Bank of New York Mellon Corp 300 15,000 0.00% Call
42 Capital Advisors, Ltd. LLC 290 15,000 0.00%
43 Archford Capital Strategies, LLC 289 15,000 0.00%
44 FIRST NATIONAL BANK SIOUX FALLS 314 16,000 0.00%
45 KALOS MANAGEMENT, INC. 15,937 16,000 0.00% PRN
46 Avior Wealth Management, LLC 390 20,000 0.00%
47 NewSquare Capital LLC 393 20,000 0.00%
48 Stanford Investment Group, Inc. 400 21,000 0.00%
49 Franklin, Parlapiano, Turner & Welch, LLC 400 21,000 0.00%
50 Choate Investment Advisors 419 21,570 0.00%
Page 1 of 24

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.