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DOW CHEM CO
DOW CHEM CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 1,192 Institutional holders with a total value of $41,298,631,452.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cypress Capital Management LLC (WY) 112 0 0.00%
2 ASSET DEDICATION, LLC 9 0 0.00%
3 DEUTSCHE BANK AG\ 1 0 0.00% Put
4 WELLS FARGO & COMPANY/MN 2,000 0 0.00% Call
5 Cranbrook Wealth Management, LLC 9 0 0.00%
6 Commonwealth Financial Services, LLC 13 1,000 0.00%
7 Alerus Investment Advisors Corp 21 1,000 0.00%
8 Lowe Wealth Advisors, LLC 15 1,000 0.00%
9 Klingman & Associates, LLC 18 1,000 0.00%
10 Transamerica Financial Advisors, LLC 15 1,000 0.00%
11 Lenox Wealth Advisors, LLC 37 2,000 0.00%
12 Barrett Asset Management, LLC 44 2,000 0.00%
13 Sunbelt Securities, Inc. 40 2,034 0.00%
14 WealthTrust-Arizona, LLC 51 3,000 0.00%
15 Winch Advisory Services, LLC 105 5,000 0.00%
16 Tradewinds Capital Management, LLC 125 6,000 0.00%
17 HAP Trading, LLC 10,700 6,000 0.00% Put
18 Vident Investment Advisory, LLC 262,540 6,000 0.00%
19 CKW FINANCIAL GROUP 115 6,000 0.00%
20 Oakworth Capital, Inc. 135 7,000 0.00%
21 BALENTINE LLC 160 8,000 0.00%
22 RAYMOND JAMES & ASSOCIATES 13,100 9,000 0.00% Call
23 WOLVERINE ASSET MANAGEMENT LLC 500 10,000 0.00% Call
24 Point72 Hong Kong Ltd 200 10,000 0.00%
25 MEEDER ASSET MANAGEMENT INC 190 10,000 0.00%
26 PROFICIO CAPITAL PARTNERS LLC 196 10,000 0.00%
27 VALLEY NATIONAL ADVISERS INC 200 10,000 0.00%
28 Private Ocean, LLC 200 10,000 0.00%
29 Tortoise Investment Management, LLC 222 11,000 0.00%
30 INVICTUS RG 240 12,000 0.00%
31 West Oak Capital, LLC 250 12,715 0.00%
32 TD Securities (USA) LLC 252 13,000 0.00%
33 Burt Wealth Advisors 250 13,000 0.00%
34 ADVANTAGE INVESTMENT MANAGEMENT, LLC 252 13,000 0.00%
35 THOMPSON SIEGEL & WALMSLEY LLC 284 14,000 0.00%
36 Carnick & Kubik, LLC 300 15,000 0.00%
37 Capital Advisors, Ltd. LLC 290 15,000 0.00%
38 America First Investment Advisors, LLC 287 15,000 0.00%
39 FIRST NATIONAL BANK SIOUX FALLS 314 16,000 0.00%
40 JNBA Financial Advisors 310 16,000 0.00%
41 FT OPTIONS LLC 36,500 17,000 0.00% Call
42 JACKSON, GRANT INVESTMENT ADVISERS, INC. 350 18,000 0.00%
43 Winfield Associates, Inc. 370 19,000 0.00%
44 Franklin, Parlapiano, Turner & Welch, LLC 400 20,000 0.00%
45 NewSquare Capital LLC 393 20,000 0.00%
46 TRUST CO 400 20,000 0.00%
47 CUTLER GROUP LLC / CA 400 20,000 0.00%
48 Plante Moran Financial Advisors, LLC 388 20,000 0.00%
49 Stanford Investment Group, Inc. 400 20,000 0.00%
50 Avior Wealth Management, LLC 390 20,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.