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DUKE ENERGY CORP NEW
DUKE ENERGY CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 951 Institutional holders with a total value of $27,139,426,565.
#
Manager Name
Shares
Value ($)
%
Options
Notes
901 D'Orazio & Associates, Inc. 563 40,000 0.00%
902 COLONY GROUP LLC 550 39,000 0.00%
903 Focused Wealth Management, Inc 529 38,000 0.00%
904 CFS, LLC 519 37,000 0.00%
905 Mondrian Investment Partners LTD 500 36,000 0.00%
906 FAIRFIELD, BUSH & CO. 500 36,000 0.00%
907 Somerset Trust Co 500 36,000 0.00%
908 Crosspoint Capital Strategies, LLC 470 33,000 0.00%
909 NEW YORK LIFE TRUST CO 448 32,000 0.00%
910 WealthTrust Fairport, LLC 435 31,000 0.00%
911 Archford Capital Strategies, LLC 410 29,200 0.00%
912 Alexandria Capital, LLC 404 29,000 0.00%
913 CARDEROCK CAPITAL MANAGEMENT INC 395 28,000 0.00%
914 Paradigm Financial Advisors, LLC 377 27,000 0.00%
915 Highlander Capital Management, LLC 352 25,085 0.00%
916 WealthTrust-Arizona, LLC 351 25,000 0.00%
917 HUSSMAN STRATEGIC ADVISORS, INC. 333 24,000 0.00%
918 Edge Wealth Management LLC 341 24,000 0.00%
919 Simply Money Advisors 333 24,000 0.00%
920 Lenox Wealth Management, Inc. 344 24,000 0.00%
921 Apriem Advisors 300 21,000 0.00%
922 FIRST MERCANTILE TRUST CO 281 20,000 0.00%
923 GROUP ONE TRADING LLC 264 19,000 0.00%
924 Elite Wealth Management, Inc. 200 15,000 0.00%
925 FOUNDERS BANK & TRUST 204 15,000 0.00%
926 New Harbor Financial Group, LLC 200 14,000 0.00%
927 TRUST DEPARTMENT MB FINANCIAL BANK N A 200 14,000 0.00%
928 Corbenic Partners LLC 200 14,000 0.00%
929 DUBUQUE BANK & TRUST CO 185 13,000 0.00%
930 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 170 12,000 0.00%
931 NuWave Investment Management, LLC 155 11,000 0.00%
932 Parallax Volatility Advisers, L.P. 124 9,000 0.00%
933 Plante Moran Financial Advisors, LLC 129 9,000 0.00%
934 ADIRONDACK TRUST CO 112 8,000 0.00%
935 HAP Trading, LLC 10,000 8,000 0.00% Call
936 Shamrock Asset Management LLC 111 8,000 0.00%
937 Beacon Capital Management, Inc. 100 7,000 0.00%
938 SUMMIT SECURITIES GROUP LLC 100 7,000 0.00%
939 SRH ADVISORS, LLC 100 7,000 0.00%
940 SIGNATUREFD, LLC 100 7,000 0.00%
941 PEAK6 Group LLC 100 7,000 0.00% Put
942 1832 Asset Management L.P. 100 7,000 0.00%
943 HOERTKORN RICHARD CHARLES 72 5,000 0.00%
944 Stevens First Principles Investment Advisors 63 4,000 0.00%
945 Baltimore-Washington Financial Advisors, Inc. 40 3,000 0.00%
946 WOLVERINE ASSET MANAGEMENT LLC 28 3,000 0.00% Put
947 HighTower Advisors, LLC 1,900 2,000 0.00% Call
948 LifePlan Financial Group, Inc 30 2,000 0.00%
949 St. Johns Investment Management Company, LLC 1 0 0.00%
950 SUMMIT SECURITIES GROUP LLC 1 0 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.