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DUKE ENERGY CORP NEW
DUKE ENERGY CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,096 Institutional holders with a total value of $30,963,811,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 St. Johns Investment Management Company, LLC 1 0 0.00%
2 WealthTrust-Arizona, LLC 5 0 0.00%
3 INTERACTIVE FINANCIAL ADVISORS, INC. 41 3,000 0.00%
4 SMITH ASSET MANAGEMENT GROUP LP 38 3,000 0.00%
5 FIRST NATIONAL BANK SIOUX FALLS 33 3,000 0.00%
6 TORTOISE CAPITAL ADVISORS, L.L.C. 32 3,000 0.00%
7 SEVENBRIDGE FINANCIAL GROUP, LLC 38 3,000 0.00%
8 REGAL WEALTH GROUP, INC. 56 4,000 0.00%
9 DELPHI PRIVATE ADVISORS LLC 64 5,000 0.00%
10 BALDWIN WEALTH PARTNERS LLC/MA 60 5,000 0.00%
11 HAP Trading, LLC 11,700 5,000 0.00% Call
12 HERNDON CAPITAL MANAGEMENT LLC 63 5,000 0.00%
13 JFS WEALTH ADVISORS, LLC 77 6,000 0.00%
14 SRH ADVISORS, LLC 100 8,000 0.00%
15 MACROVIEW INVESTMENT MANAGEMENT LLC 100 8,000 0.00%
16 WEALTHCARE CAPITAL MANAGEMENT LLC 114 9,000 0.00%
17 TRUST CO 130 10,000 0.00%
18 NEW YORK LIFE TRUST CO 163 13,000 0.00%
19 GUIDANT WEALTH ADVISORS 188 15,000 0.00%
20 Winch Advisory Services, LLC 187 15,000 0.00%
21 ATWOOD & PALMER INC 202 16,000 0.00%
22 PINKERTON WEALTH, LLC 251 20,000 0.00%
23 D. SCOTT NEAL, INC. 254 20,000 0.00%
24 FIRST MERCANTILE TRUST CO 250 20,000 0.00%
25 TD Capital Management LLC 245 20,000 0.00%
26 PROFICIO CAPITAL PARTNERS LLC 257 21,000 0.00%
27 Tarbox Family Office, Inc. 268 21,000 0.00%
28 SHARKEY, HOWES & JAVER 257 21,000 0.00%
29 Glassman Wealth Services 271 22,000 0.00%
30 AGF INVESTMENTS INC. 293 23,000 0.00%
31 Live Your Vision, LLC 283 23,000 0.00%
32 Highlander Capital Management, LLC 302 24,000 0.00%
33 Klingman & Associates, LLC 311 25,000 0.00%
34 TCI Wealth Advisors, Inc. 321 26,000 0.00%
35 LAZARD ASSET MANAGEMENT LLC 333 26,000 0.00%
36 ArrowMark Colorado Holdings LLC 333 27,000 0.00%
37 CUTLER GROUP LLC / CA 32,600 27,000 0.00% Put
38 HUSSMAN STRATEGIC ADVISORS, INC. 333 27,000 0.00%
39 Lenox Wealth Management, Inc. 344 28,000 0.00%
40 COUNTRY TRUST BANK 365 29,000 0.00%
41 UBS Group AG 400 32,000 0.00% Call
42 Lowe Wealth Advisors, LLC 399 32,000 0.00%
43 Stanford Investment Group, Inc. 400 32,000 0.00%
44 SARGENT BICKHAM LAGUDIS LLC 408 33,000 0.00%
45 CUTLER GROUP LLC / CA 97,400 34,000 0.00% Call
46 BANCO ITAU HOLDING FINANCEIRA S A 460 37,000 0.00%
47 Camarda Financial Advisors, LLC 466 37,000 0.00%
48 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 466 37,000 0.00%
49 Burt Wealth Advisors 465 37,000 0.00%
50 Focused Wealth Management, Inc 479 38,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.