| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 33 | 1,000 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 134 | 4,000 | 0.00% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124 | 4,000 | 0.00% | ||
| 4 | BlackRock Fund Advisors | 155 | 4,000 | 0.00% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 215 | 6,000 | 0.00% | ||
| 6 | Winslow, Evans & Crocker, Inc. | 700 | 20,125 | 0.00% | ||
| 7 | BlackRock Japan Co. Ltd | 897 | 26,000 | 0.00% | ||
| 8 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 1,000 | 29,000 | 0.00% | ||
| 9 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,027 | 30,000 | 0.00% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 1,350 | 39,000 | 0.00% | ||
| 11 | SEI TRUST CO | 1,800 | 52,000 | 0.01% | ||
| 12 | TradeLink Global Equity LLC | 2,400 | 69,000 | 0.01% | ||
| 13 | US BANCORP \DE\ | 2,524 | 72,000 | 0.01% | ||
| 14 | Clearbridge Investments, LLC | 4,000 | 115,000 | 0.01% | ||
| 15 | MAZAMA CAPITAL MANAGEMENT INC | 5,453 | 157,000 | 0.02% | ||
| 16 | BLACKROCK ADVISORS LLC | 6,706 | 193,000 | 0.02% | ||
| 17 | BLAIR WILLIAM & CO/IL | 7,000 | 201,000 | 0.02% | ||
| 18 | ClariVest Asset Management LLC | 8,400 | 242,000 | 0.03% | ||
| 19 | SUMMITRY LLC | 9,000 | 259,000 | 0.03% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 11,787 | 339,000 | 0.04% | ||
| 21 | TWO SIGMA ADVISERS, LP | 12,000 | 345,000 | 0.04% | ||
| 22 | M&T BANK CORP | 14,305 | 411,000 | 0.04% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 16,000 | 460,000 | 0.05% | ||
| 24 | Placemark Investments, Inc. | 16,003 | 460,000 | 0.05% | ||
| 25 | GOODWIN DANIEL L | 18,850 | 542,000 | 0.06% | ||
| 26 | GSA CAPITAL PARTNERS LLP | 19,200 | 552,000 | 0.06% | ||
| 27 | A.R.T. Advisors, LLC | 20,765 | 596,000 | 0.06% | ||
| 28 | AMERIPRISE FINANCIAL INC | 22,066 | 634,000 | 0.07% | ||
| 29 | MENTA CAPITAL LLC | 22,200 | 638,000 | 0.07% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,200 | 638,000 | 0.07% | Put | |
| 31 | Spot Trading L.L.C | 23,336 | 671,000 | 0.07% | ||
| 32 | GLG LLC | 23,950 | 689,000 | 0.07% | ||
| 33 | Geduld E E | 25,000 | 719,000 | 0.08% | Call | |
| 34 | Geduld E E | 27,100 | 779,000 | 0.08% | ||
| 35 | Spot Trading L.L.C | 27,300 | 785,000 | 0.09% | Put | |
| 36 | HBK INVESTMENTS L P | 27,300 | 785,000 | 0.09% | ||
| 37 | STATE STREET CORP | 28,129 | 809,000 | 0.09% | ||
| 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 28,961 | 833,000 | 0.09% | ||
| 39 | SILVER CAPITAL MANAGEMENT LLC | 29,000 | 834,000 | 0.09% | ||
| 40 | LMR Partners LLP | 32,544 | 936,000 | 0.10% | ||
| 41 | PRELUDE CAPITAL MANAGEMENT, LLC | 36,840 | 1,059,000 | 0.11% | ||
| 42 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 37,225 | 1,071,000 | 0.12% | ||
| 43 | ING GROEP NV | 40,000 | 1,150,000 | 0.12% | ||
| 44 | ROYAL BANK OF CANADA | 40,482 | 1,164,000 | 0.13% | ||
| 45 | Invesco Ltd. | 43,829 | 1,260,000 | 0.14% | ||
| 46 | GUGGENHEIM CAPITAL LLC | 50,026 | 1,439,000 | 0.16% | ||
| 47 | DEUTSCHE BANK AG\ | 51,077 | 1,468,000 | 0.16% | ||
| 48 | RUSSELL FRANK CO/ | 51,800 | 1,489,000 | 0.16% | ||
| 49 | STIFEL FINANCIAL CORP | 52,815 | 1,518,000 | 0.16% | ||
| 50 | PANAGORA ASSET MANAGEMENT INC | 54,283 | 1,561,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
