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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 124 Institutional holders with a total value of $1,128,438,375.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 142 3,000 0.00%
2 Ledyard National Bank 200 4,000 0.00%
3 BDO WEALTH ADVISORS, LLC 175 4,000 0.00%
4 Highlander Capital Management, LLC 300 6,000 0.00%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 364 7,000 0.00%
6 NewEdge Advisors, LLC 500 10,030 0.00%
7 Creative Planning 527 11,000 0.00%
8 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 645 12,906 0.00%
9 INTELLECTUS PARTNERS, LLC 925 19,000 0.00%
10 Sandy Spring Bank 951 19,000 0.00%
11 BELL ROCK CAPITAL LLC 1,000 20,000 0.00%
12 SEI INVESTMENTS CO 1,126 23,000 0.00%
13 BB&T INVESTMENT SERVICES, INC. 1,292 26,000 0.00%
14 CITIGROUP INC 1,631 33,000 0.00%
15 WESTSIDE INVESTMENT MANAGEMENT, INC. 1,900 38,114 0.00%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,278 46,000 0.00%
17 FARMERS & MERCHANTS INVESTMENTS INC 2,500 50,000 0.00%
18 Winslow, Evans & Crocker, Inc. 3,025 60,530 0.01%
19 D.A. DAVIDSON & CO. 4,155 83,000 0.01%
20 WHITTIER TRUST CO 5,000 100,000 0.01%
21 Carroll Financial Associates, Inc. 5,080 101,000 0.01%
22 Chicago Partners Investment Group LLC 5,105 102,000 0.01%
23 Advisory Services Network, LLC 8,857 177,000 0.02%
24 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 9,430 188,000 0.02%
25 USCA RIA LLC 10,554 211,000 0.02%
26 SCIENCAST MANAGEMENT LP 10,760 215,000 0.02%
27 CORNERSTONE WEALTH MANAGEMENT, LLC 10,760 216,000 0.02%
28 IFC Holdings Incorporated/FL 11,140 224,000 0.02%
29 Concert Wealth Management Inc. 11,584 233,000 0.02%
30 Argent Trust Co 11,775 236,000 0.02%
31 RFG Advisory, LLC 12,930 259,000 0.02%
32 ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA 14,550 289,000 0.03%
33 LAUREL WEALTH ADVISORS, INC. 15,134 302,000 0.03%
34 PRIVATE ADVISORY GROUP LLC 16,208 324,000 0.03% SH
35 GIRARD SECURITIES, INC. 16,656 332,000 0.03%
36 ALPINE GROUP USVI, LLC 16,727 335,000 0.03%
37 Alpine Global Management, LLC 16,727 335,000 0.03%
38 Iowa State Bank 17,704 354,000 0.03%
39 Capital Advisors, Ltd. LLC 17,990 360,000 0.03%
40 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 21,991 441,000 0.04%
41 GENEOS WEALTH MANAGEMENT INC. 23,384 467,000 0.04%
42 STEPHENS INC /AR/ 23,374 468,000 0.04%
43 BSC PRIVATE WEALTH MANAGEMENT, LLC 24,167 485,000 0.04%
44 Brown Advisory Securities, LLC 26,000 520,000 0.05%
45 Ruggie Capital Group 26,700 534,000 0.05%
46 BURNS J W & CO INC/NY 29,055 581,000 0.05%
47 DAVENPORT & Co LLC 31,499 630,295 0.06%
48 OLD NATIONAL BANCORP /IN/ 31,962 640,000 0.06%
49 OPPENHEIMER & CO INC 33,027 661,000 0.06%
50 Shamrock Asset Management LLC 34,767 696,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.