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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 124 Institutional holders with a total value of $1,128,438,375.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 NORTHWEST WEALTH MANAGEMENT, LLC 37,681 754,000 0.07%
52 TELEMUS CAPITAL, LLC 40,000 800,000 0.07%
53 COMERICA SECURITIES INC 41,986 840,000 0.07%
54 FDx Advisors, Inc. 51,144 1,023,000 0.09%
55 B. Riley Wealth Advisors, Inc. 51,234 1,026,000 0.09%
56 INTERNATIONAL ASSETS HOLDING CORP 57,380 1,148,000 0.10%
57 Mirae Asset Global Investments Co., Ltd. 58,800 1,177,000 0.10%
58 Private Advisor Group, LLC 59,258 1,189,000 0.11%
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,855 1,218,000 0.11%
60 FAMILY LEGACY, INC. 61,808 1,237,000 0.11%
61 HL FINANCIAL SERVICES LLC 62,262 1,246,000 0.11%
62 HOCHMAN COLE INVESTMENT ADVISORS, INC. 64,044 1,282,000 0.11%
63 LVW Advisors, LLC 73,826 1,477,000 0.13%
64 CETERA INVESTMENT ADVISERS 75,334 1,509,000 0.13%
65 Cetera Advisors LLC 75,334 1,509,000 0.13%
66 Frontier Wealth Management LLC 80,432 1,609,000 0.14%
67 MILLENNIUM MANAGEMENT LLC 90,035 1,802,000 0.16%
68 INVESTMENT CENTERS OF AMERICA INC 91,034 1,823,000 0.16%
69 ENVESTNET ASSET MANAGEMENT INC 93,664 1,876,000 0.17%
70 M Holdings Securities, Inc. 94,243 1,886,000 0.17%
71 SPINNAKER TRUST 95,610 1,913,000 0.17%
72 JPMORGAN CHASE & CO 96,459 1,930,000 0.17%
73 WELLS FARGO & COMPANY/MN 98,134 1,964,000 0.17%
74 SSI INVESTMENT MANAGEMENT LLC 98,795 1,981,000 0.18%
75 SII INVESTMENTS INC/WI 101,797 2,039,000 0.18%
76 PNC FINANCIAL SERVICES GROUP, INC. 102,450 2,050,000 0.18%
77 HCR WEALTH ADVISORS 107,850 2,158,000 0.19%
78 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 108,182 2,165,000 0.19%
79 PEAK CAPITAL MANAGEMENT LLC 111,346 2,228,000 0.20%
80 Prospera Financial Services Inc 120,747 2,422,000 0.21%
81 Bank of New York Mellon Corp 121,444 2,430,000 0.22%
82 WAYNE HUMMER INVESTMENTS L.L.C. 122,047 2,442,000 0.22%
83 PINNACLE FAMILY ADVISORS, LLC 122,629 2,454,000 0.22%
84 WESPAC Advisors, LLC 143,092 2,863,000 0.25%
85 Aspen Investment Management Inc 148,881 2,979,000 0.26%
86 COMERICA BANK 149,941 3,016,000 0.27%
87 FINANCIAL ENHANCEMENT GROUP LLC 162,728 3,256,000 0.29%
88 SNOWDEN CAPITAL ADVISORS LLC 171,939 3,440,500 0.30%
89 IFP ADVISORS, INC 172,398 3,450,000 0.31%
90 NATIONAL PLANNING CORP 172,821 3,462,000 0.31%
91 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 174,904 3,500,000 0.31%
92 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 176,177 3,525,000 0.31%
93 BENJAMIN F. EDWARDS & COMPANY, INC. 177,368 3,549,000 0.31%
94 CIBC WORLD MARKET INC. 184,515 3,692,000 0.33%
95 Cetera Advisor Networks LLC 217,319 4,349,000 0.39%
96 Wills Financial Group, Inc. 227,804 4,558,000 0.40%
97 PARK NATIONAL CORP /OH/ 229,037 4,583,000 0.41%
98 Janney Montgomery Scott LLC 260,147 5,206,000 0.46%
99 MML INVESTORS SERVICES, INC. 270,865 5,420,000 0.48%
100 First Allied Advisory Services, Inc. 280,085 5,611,000 0.50%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.