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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 124 Institutional holders with a total value of $1,128,438,375.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 ADVISOR GROUP, INC. 290,035 5,804,000 0.51%
102 BAIRD FINANCIAL GROUP, INC. 291,025 5,823,000 0.52%
103 Commonwealth Equity Services, Inc 316,487 6,333,000 0.56%
104 STIFEL FINANCIAL CORP 330,816 6,622,000 0.59%
105 LADENBURG THALMANN FINANCIAL SERVICES INC. 365,691 7,317,000 0.65%
106 Gradient Investments LLC 386,409 7,732,000 0.69%
107 BB&T SECURITIES, LLC 512,911 10,263,000 0.91%
108 CREDIT SUISSE AG/ 546,030 10,926,000 0.97%
109 Brookstone Capital Management 703,623 14,079,000 1.25%
110 TRUSTMARK BANK TRUST DEPARTMENT 744,109 14,889,000 1.32%
111 Price Capital Management, Inc. 784,400 15,672,000 1.39%
112 Raymond James Financial Services Advisors, Inc. 788,722 15,782,000 1.40%
113 FIRST TRUST ADVISORS LP 851,096 17,030,000 1.51%
114 BEACON FINANCIAL GROUP 879,605 17,575,000 1.56%
115 RAYMOND JAMES & ASSOCIATES 894,349 17,896,000 1.59%
116 Cambridge Investment Research Advisors, Inc. 968,132 19,372,000 1.72%
117 HighTower Advisors, LLC 1,041,757 20,857,000 1.85%
118 AVIANCE CAPITAL MANAGEMENT, LLC 1,349,015 26,994,000 2.39%
119 Composition Wealth, LLC 2,086,948 41,760,000 3.70%
120 LPL Financial LLC 2,415,467 48,333,000 4.28%
121 BANK OF AMERICA CORP /DE/ 3,541,555 70,866,000 6.28%
122 UBS Group AG 5,057,958 101,210,000 8.97%
123 ROYAL BANK OF CANADA 5,973,419 119,528,000 10.59%
124 MORGAN STANLEY 18,651,479 373,217,000 33.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.