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FIRST TR EXCHANGE-TRADED FD
FIRST TR EXCHANGE-TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 124 Institutional holders with a total value of $1,128,438,375.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 18,651,479 373,217,000 33.07%
2 ROYAL BANK OF CANADA 5,973,419 119,528,000 10.59%
3 UBS Group AG 5,057,958 101,210,000 8.97%
4 BANK OF AMERICA CORP /DE/ 3,541,555 70,866,000 6.28%
5 LPL Financial LLC 2,415,467 48,333,000 4.28%
6 Composition Wealth, LLC 2,086,948 41,760,000 3.70%
7 AVIANCE CAPITAL MANAGEMENT, LLC 1,349,015 26,994,000 2.39%
8 HighTower Advisors, LLC 1,041,757 20,857,000 1.85%
9 Cambridge Investment Research Advisors, Inc. 968,132 19,372,000 1.72%
10 RAYMOND JAMES & ASSOCIATES 894,349 17,896,000 1.59%
11 BEACON FINANCIAL GROUP 879,605 17,575,000 1.56%
12 FIRST TRUST ADVISORS LP 851,096 17,030,000 1.51%
13 Raymond James Financial Services Advisors, Inc. 788,722 15,782,000 1.40%
14 Price Capital Management, Inc. 784,400 15,672,000 1.39%
15 TRUSTMARK BANK TRUST DEPARTMENT 744,109 14,889,000 1.32%
16 Brookstone Capital Management 703,623 14,079,000 1.25%
17 CREDIT SUISSE AG/ 546,030 10,926,000 0.97%
18 BB&T SECURITIES, LLC 512,911 10,263,000 0.91%
19 Gradient Investments LLC 386,409 7,732,000 0.69%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 365,691 7,317,000 0.65%
21 STIFEL FINANCIAL CORP 330,816 6,622,000 0.59%
22 Commonwealth Equity Services, Inc 316,487 6,333,000 0.56%
23 BAIRD FINANCIAL GROUP, INC. 291,025 5,823,000 0.52%
24 ADVISOR GROUP, INC. 290,035 5,804,000 0.51%
25 First Allied Advisory Services, Inc. 280,085 5,611,000 0.50%
26 MML INVESTORS SERVICES, INC. 270,865 5,420,000 0.48%
27 Janney Montgomery Scott LLC 260,147 5,206,000 0.46%
28 PARK NATIONAL CORP /OH/ 229,037 4,583,000 0.41%
29 Wills Financial Group, Inc. 227,804 4,558,000 0.40%
30 Cetera Advisor Networks LLC 217,319 4,349,000 0.39%
31 CIBC WORLD MARKET INC. 184,515 3,692,000 0.33%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 177,368 3,549,000 0.31%
33 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 176,177 3,525,000 0.31%
34 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 174,904 3,500,000 0.31%
35 NATIONAL PLANNING CORP 172,821 3,462,000 0.31%
36 IFP ADVISORS, INC 172,398 3,450,000 0.31%
37 SNOWDEN CAPITAL ADVISORS LLC 171,939 3,440,500 0.30%
38 FINANCIAL ENHANCEMENT GROUP LLC 162,728 3,256,000 0.29%
39 COMERICA BANK 149,941 3,016,000 0.27%
40 Aspen Investment Management Inc 148,881 2,979,000 0.26%
41 WESPAC Advisors, LLC 143,092 2,863,000 0.25%
42 PINNACLE FAMILY ADVISORS, LLC 122,629 2,454,000 0.22%
43 WAYNE HUMMER INVESTMENTS L.L.C. 122,047 2,442,000 0.22%
44 Bank of New York Mellon Corp 121,444 2,430,000 0.22%
45 Prospera Financial Services Inc 120,747 2,422,000 0.21%
46 PEAK CAPITAL MANAGEMENT LLC 111,346 2,228,000 0.20%
47 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 108,182 2,165,000 0.19%
48 HCR WEALTH ADVISORS 107,850 2,158,000 0.19%
49 PNC FINANCIAL SERVICES GROUP, INC. 102,450 2,050,000 0.18%
50 SII INVESTMENTS INC/WI 101,797 2,039,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.