| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,000 | 3,000 | 0.00% | PRN | |
| 2 | D.A. DAVIDSON & CO. | 4,000 | 5,000 | 0.00% | ||
| 3 | ADVISOR GROUP, INC. | 10 | 13,000 | 0.00% | PRN | |
| 4 | Brown Advisory Securities, LLC | 12,000 | 15,000 | 0.00% | PRN | |
| 5 | Creative Planning | 13,000 | 18,000 | 0.00% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 13,000 | 18,000 | 0.00% | PRN | |
| 7 | MORGAN STANLEY | 40,000 | 55,000 | 0.01% | PRN | |
| 8 | SEI INVESTMENTS CO | 52,000 | 71,000 | 0.02% | ||
| 9 | BlackRock Fund Advisors | 58,000 | 79,000 | 0.02% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 84,000 | 113,000 | 0.03% | PRN | |
| 11 | Candriam S.C.A. | 150 | 206,000 | 0.05% | PRN | |
| 12 | SYMPHONY ASSET MANAGEMENT LLC | 170,000 | 231,000 | 0.05% | PRN | |
| 13 | SHENKMAN CAPITAL MANAGEMENT INC | 215,000 | 292,000 | 0.07% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 240,000 | 325,000 | 0.07% | Put | PRN |
| 15 | Natixis Investment Managers International | 284 | 389,000 | 0.09% | ||
| 16 | Lombard Odier Asset Management (Switzerland) SA | 320,000 | 437,000 | 0.10% | PRN | |
| 17 | Calamos Wealth Management LLC | 326,000 | 445,000 | 0.10% | PRN | |
| 18 | RUSSELL INVESTMENTS GROUP, LTD. | 400,000 | 542,000 | 0.12% | ||
| 19 | Penn Capital Management Company, LLC | 576,000 | 781,000 | 0.18% | ||
| 20 | Nicholas Investment Partners, LP | 750,000 | 1,018,000 | 0.23% | PRN | |
| 21 | Bank of New York Mellon Corp | 759,000 | 1,036,000 | 0.24% | ||
| 22 | Lombard Odier Asset Management (Europe) Ltd | 780,000 | 1,065,000 | 0.24% | PRN | |
| 23 | GOLDMAN SACHS GROUP INC | 986,000 | 1,337,000 | 0.30% | PRN | |
| 24 | Zurcher Kantonalbank (Zurich Cantonalbank) | 1,000,000 | 1,361,000 | 0.31% | PRN | |
| 25 | WESTWOOD HOLDINGS GROUP INC | 1,085,000 | 1,475,000 | 0.34% | PRN | |
| 26 | Compagnie Lombard Odier SCmA | 1,560,000 | 2,140,000 | 0.49% | PRN | |
| 27 | BANK OF AMERICA CORP /DE/ | 1,705,000 | 2,313,000 | 0.53% | PRN | |
| 28 | WELLS FARGO & COMPANY/MN | 1,835,000 | 2,489,000 | 0.57% | PRN | |
| 29 | Jefferies Group LLC | 2,139,000 | 2,932,000 | 0.67% | PRN | |
| 30 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 2,250,000 | 3,063,000 | 0.70% | PRN | |
| 31 | CITIGROUP INC | 2,721,000 | 3,690,000 | 0.84% | PRN | |
| 32 | CREDIT AGRICOLE S A | 2,775,000 | 3,764,000 | 0.86% | PRN | |
| 33 | CREDIT SUISSE AG/ | 3,070,000 | 4,164,000 | 0.95% | PRN | |
| 34 | BARCLAYS PLC | 3,583,000 | 4,859,000 | 1.11% | PRN | |
| 35 | GLG Partners LP | 4,110,000 | 5,599,000 | 1.28% | PRN | |
| 36 | RWC Asset Management LLP | 4,300,000 | 5,872,000 | 1.34% | PRN | |
| 37 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,385,000 | 5,947,000 | 1.36% | PRN | |
| 38 | ROYAL BANK OF CANADA | 5,149,000 | 7,032,000 | 1.60% | PRN | |
| 39 | AXA S.A. | 5,900,000 | 8,002,000 | 1.82% | PRN | |
| 40 | Invesco Ltd. | 6,000,000 | 8,138,000 | 1.85% | PRN | |
| 41 | PUTNAM INVESTMENTS LLC | 6,117,000 | 8,297,000 | 1.89% | ||
| 42 | Calamos Advisors LLC | 6,201,000 | 8,456,000 | 1.93% | PRN | |
| 43 | LORD, ABBETT & CO. LLC | 6,801,000 | 9,241,000 | 2.11% | PRN | |
| 44 | SONORA INVESTMENT MANAGEMENT, LLC | 6,889,000 | 9,375,929 | 2.14% | ||
| 45 | THRIVENT FINANCIAL FOR LUTHERANS | 7,250,000 | 9,913,000 | 2.26% | ||
| 46 | BNP Paribas Asset Management Holding S.A. | 8,500,000 | 11,586,000 | 2.64% | PRN | |
| 47 | AVIVA PLC | 8,500,000 | 11,608,000 | 2.65% | PRN | |
| 48 | JPMORGAN CHASE & CO | 11,077,000 | 15,127,000 | 3.45% | PRN | |
| 49 | ADVENT CAPITAL MANAGEMENT /DE/ | 19,284,000 | 26,315,000 | 6.00% | PRN | |
| 50 | FMR LLC | 19,466,000 | 26,401,000 | 6.02% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
