| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,000 | 4,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 5,000 | 7,000 | 0.00% | PRN | |
| 3 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 10,000 | 14,000 | 0.00% | PRN | |
| 4 | ROYAL BANK OF CANADA | 15,000 | 22,000 | 0.01% | PRN | |
| 5 | AMERIPRISE FINANCIAL INC | 16,000 | 23,000 | 0.01% | PRN | |
| 6 | Commonwealth Equity Services, Inc | 19,000 | 28,000 | 0.01% | ||
| 7 | Brown Advisory Securities, LLC | 38,000 | 54,000 | 0.01% | PRN | |
| 8 | SEI INVESTMENTS CO | 52,000 | 76,000 | 0.02% | ||
| 9 | OPPENHEIMER ASSET MANAGEMENT INC. | 103,000 | 151,000 | 0.04% | ||
| 10 | Lombard Odier Asset Management (Switzerland) SA | 165,000 | 245,000 | 0.06% | PRN | |
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2,000 | 294,000 | 0.08% | ||
| 12 | WELLINGTON MANAGEMENT GROUP LLP | 250,000 | 366,000 | 0.09% | PRN | |
| 13 | Natixis Investment Managers International | 284 | 421,000 | 0.11% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 400,000 | 586,000 | 0.15% | PRN | |
| 15 | Bank of New York Mellon Corp | 409,000 | 602,000 | 0.16% | ||
| 16 | SHENKMAN CAPITAL MANAGEMENT INC | 500,000 | 734,000 | 0.19% | PRN | |
| 17 | Penn Capital Management Company, LLC | 552,000 | 809,000 | 0.21% | ||
| 18 | Nicholas Investment Partners, LP | 750,000 | 1,099,000 | 0.28% | PRN | |
| 19 | BARCLAYS PLC | 904,000 | 1,324,000 | 0.34% | PRN | |
| 20 | Zurcher Kantonalbank (Zurich Cantonalbank) | 1,000,000 | 1,485,000 | 0.38% | PRN | |
| 21 | CREDIT SUISSE AG/ | 1,150,000 | 1,685,000 | 0.44% | PRN | |
| 22 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 1,250,000 | 1,831,000 | 0.47% | PRN | |
| 23 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,500,000 | 2,209,000 | 0.57% | PRN | |
| 24 | Compagnie Lombard Odier SCmA | 1,520,000 | 2,248,000 | 0.58% | PRN | |
| 25 | BANK OF AMERICA CORP /DE/ | 1,893,000 | 2,773,000 | 0.72% | PRN | |
| 26 | JPMORGAN CHASE & CO | 2,129,000 | 3,136,000 | 0.81% | PRN | |
| 27 | CSS LLC/IL | 2,500,000 | 3,683,000 | 0.95% | PRN | |
| 28 | THRIVENT FINANCIAL FOR LUTHERANS | 2,600,000 | 3,809,000 | 0.99% | ||
| 29 | CREDIT AGRICOLE S A | 2,865,000 | 4,197,000 | 1.09% | PRN | |
| 30 | WELLS FARGO & COMPANY/MN | 2,960,000 | 4,337,000 | 1.12% | PRN | |
| 31 | Jefferies Group LLC | 3,881,000 | 5,727,000 | 1.48% | PRN | |
| 32 | GLG Partners LP | 3,935,000 | 5,840,000 | 1.51% | PRN | |
| 33 | Invesco Ltd. | 4,000,000 | 5,860,000 | 1.52% | PRN | |
| 34 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,385,000 | 6,424,000 | 1.66% | PRN | |
| 35 | AGF INVESTMENTS INC. | 4,484,000 | 6,581,000 | 1.70% | PRN | |
| 36 | Calamos Advisors LLC | 4,500,000 | 6,646,000 | 1.72% | PRN | |
| 37 | BlackRock Finance, Inc. | 4,709,000 | 6,899,000 | 1.78% | PRN | |
| 38 | PUTNAM INVESTMENTS LLC | 6,044,000 | 8,854,000 | 2.29% | ||
| 39 | SONORA INVESTMENT MANAGEMENT, LLC | 6,574,000 | 9,764,691 | 2.53% | ||
| 40 | BNP Paribas Asset Management Holding S.A. | 8,500,000 | 12,503,000 | 3.23% | PRN | |
| 41 | AXA S.A. | 9,000,000 | 13,185,000 | 3.41% | PRN | |
| 42 | DEUTSCHE BANK AG\ | 10,422,000 | 15,268,000 | 3.95% | Put | PRN |
| 43 | Lombard Odier Asset Management (Europe) Ltd | 10,925,000 | 16,208,000 | 4.19% | PRN | |
| 44 | ADVENT CAPITAL MANAGEMENT /DE/ | 13,630,000 | 20,070,000 | 5.19% | PRN | |
| 45 | Allianz Asset Management GmbH | 14,625,000 | 21,749,000 | 5.63% | PRN | |
| 46 | FMR LLC | 17,156,000 | 25,134,000 | 6.50% | PRN | |
| 47 | PRUDENTIAL PLC | 21,141,000 | 30,972,000 | 8.01% | ||
| 48 | MACKAY SHIELDS LLC | 36,812,000 | 54,008,000 | 13.97% | PRN | |
| 49 | LOOMIS SAYLES & CO L P | 1,688,533 | 76,626,000 | 19.82% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
