| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 1,000 | 2,000 | 0.00% | ||
| 2 | UBS Group AG | 1,000 | 2,000 | 0.00% | PRN | |
| 3 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 7,000 | 0.00% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 6,000 | 13,000 | 0.00% | PRN | |
| 5 | AGF INVESTMENTS INC. | 80,000 | 175,000 | 0.05% | PRN | |
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,000 | 222,000 | 0.06% | ||
| 7 | CITIGROUP INC | 104,000 | 229,000 | 0.06% | PRN | |
| 8 | RUSSELL FRANK CO/ | 392,000 | 866,000 | 0.23% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,003,000 | 2,191,000 | 0.58% | PRN | |
| 10 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,495,000 | 3,317,000 | 0.88% | PRN | |
| 11 | JPMORGAN CHASE & CO | 1,587,000 | 3,499,000 | 0.93% | PRN | |
| 12 | CSS LLC/IL | 2,200,000 | 4,886,000 | 1.30% | PRN | |
| 13 | PUTNAM INVESTMENTS LLC | 2,671,000 | 5,889,000 | 1.56% | ||
| 14 | Penn Capital Management Company, LLC | 2,835,000 | 6,251,000 | 1.66% | PRN | |
| 15 | Allianz Asset Management GmbH | 3,975,000 | 8,829,000 | 2.35% | PRN | |
| 16 | LORD, ABBETT & CO. LLC | 5,082,000 | 11,231,000 | 2.98% | PRN | |
| 17 | PIPER SANDLER & CO. | 5,656,000 | 12,471,000 | 3.31% | PRN | |
| 18 | Kohlberg Kravis Roberts & Co. L.P. | 6,900,000 | 15,327,000 | 4.07% | PRN | |
| 19 | Bluefin Trading, LLC | 94,820 | 20,908,000 | 5.56% | PRN | |
| 20 | ROYAL BANK OF CANADA | 11,480,000 | 28,678,000 | 7.62% | PRN | |
| 21 | Assured Investment Management LLC | 25,000,000 | 55,586,000 | 14.77% | PRN | |
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 26,030,000 | 57,971,000 | 15.40% | PRN | |
| 23 | TENOR CAPITAL MANAGEMENT Co., L.P. | 28,199,000 | 62,800,000 | 16.69% | PRN | |
| 24 | BAKER BROS. ADVISORS LP | 33,889,000 | 75,011,000 | 19.93% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
