| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Creative Planning | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 3 | JPMORGAN CHASE & CO | 12,000 | 12,000 | 0.01% | PRN | |
| 4 | HighTower Advisors, LLC | 14,000 | 14,000 | 0.02% | PRN | |
| 5 | MORGAN STANLEY | 22,000 | 22,000 | 0.03% | PRN | |
| 6 | Wellesley Asset Management | 29,823 | 29,804 | 0.03% | PRN | |
| 7 | ADVISOR GROUP, INC. | 53 | 52,000 | 0.06% | PRN | |
| 8 | D.A. DAVIDSON & CO. | 80,000 | 79,000 | 0.09% | ||
| 9 | Jefferies Group LLC | 89,000 | 90,000 | 0.10% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 252,000 | 250,000 | 0.29% | PRN | |
| 11 | SYMPHONY ASSET MANAGEMENT LLC | 325,000 | 325,000 | 0.37% | PRN | |
| 12 | Investors Capital Advisory Services | 348,000 | 346,000 | 0.40% | ||
| 13 | IRON Financial LLC | 385,000 | 385,000 | 0.44% | ||
| 14 | CREDIT SUISSE AG/ | 8,100 | 468,000 | 0.54% | PRN | |
| 15 | Bank of New York Mellon Corp | 1,000,000 | 986,000 | 1.13% | ||
| 16 | Covalent Partners LLC | 1,200,000 | 1,193,000 | 1.37% | PRN | |
| 17 | CONNING INC. | 1,650,000 | 1,658,000 | 1.90% | PRN | |
| 18 | GOLDMAN SACHS GROUP INC | 2,000,000 | 1,989,000 | 2.28% | PRN | |
| 19 | Radcliffe Capital Management, L.P. | 2,000,000 | 2,000,000 | 2.29% | PRN | |
| 20 | THRIVENT FINANCIAL FOR LUTHERANS | 2,750,000 | 2,748,000 | 3.15% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 3,492,000 | 3,472,000 | 3.98% | PRN | |
| 22 | SSI INVESTMENT MANAGEMENT LLC | 3,724,000 | 3,704,000 | 4.24% | PRN | |
| 23 | CITIGROUP INC | 6,712,000 | 6,674,000 | 7.64% | PRN | |
| 24 | OAKTREE CAPITAL MANAGEMENT LP | 6,666,000 | 6,727,000 | 7.70% | PRN | |
| 25 | Sculptor Capital LP | 7,000,000 | 6,974,000 | 7.98% | PRN | |
| 26 | SONORA INVESTMENT MANAGEMENT, LLC | 7,560,000 | 7,590,240 | 8.69% | ||
| 27 | LAZARD ASSET MANAGEMENT LLC | 11,424,000 | 11,416,000 | 13.07% | PRN | |
| 28 | Calamos Advisors LLC | 11,635,000 | 11,611,000 | 13.29% | PRN | |
| 29 | Pomelo Capital LLC | 16,529,000 | 16,519,000 | 18.91% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
