| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,000 | 4,000 | 0.01% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 542,000 | 603,000 | 1.05% | PRN | |
| 3 | Tetragon Partners GP Ltd | 1,000,000 | 1,154,000 | 2.00% | PRN | |
| 4 | Tekla Capital Management LLC | 1,485,000 | 1,654,000 | 2.87% | PRN | |
| 5 | AMERIPRISE FINANCIAL INC | 2,320,000 | 2,584,000 | 4.49% | PRN | |
| 6 | PUTNAM INVESTMENTS LLC | 2,936,000 | 3,343,000 | 5.80% | ||
| 7 | TANG CAPITAL MANAGEMENT LLC | 3,500,000 | 3,965,000 | 6.88% | PRN | |
| 8 | Polar Capital LLP | 4,239,000 | 4,907,000 | 8.52% | PRN | |
| 9 | JPMORGAN CHASE & CO | 7,120,000 | 7,547,000 | 13.10% | PRN | |
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 12,688,000 | 13,985,000 | 24.27% | PRN | |
| 11 | LAZARD ASSET MANAGEMENT LLC | 15,969,000 | 17,865,000 | 31.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
