Dark
Light
System
Security
NATIONAL GEN HLDGS CORP COM
NATIONAL GEN HLDGS CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 132 Institutional holders with a total value of $1,340,563,122.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 AGF INVESTMENTS INC. 17,000 403,000 0.03%
102 ELLINGTON MANAGEMENT GROUP LLC 16,900 402,000 0.03%
103 Legal & General Group Plc 16,545 393,000 0.03%
104 BW Gestao de Investimentos Ltda. 15,350 365,000 0.03%
105 Nuveen Asset Management, LLC 13,617 324,000 0.02%
106 NOMURA HOLDINGS INC 12,969 310,000 0.02%
107 Squarepoint Ops LLC 12,486 297,000 0.02%
108 A.R.T. Advisors, LLC 12,150 288,000 0.02%
109 DEUTSCHE BANK AG\ 12,042 286,000 0.02%
110 CLINTON GROUP INC 11,625 276,210 0.02%
111 CITIGROUP INC 8,524 202,000 0.02%
112 BARCLAYS PLC 8,320 197,000 0.01%
113 CANADA LIFE ASSURANCE Co 7,754 184,000 0.01%
114 Ameritas Investment Partners, Inc. 4,181 99,000 0.01%
115 US BANCORP \DE\ 3,880 92,000 0.01%
116 SEI INVESTMENTS CO 3,022 72,000 0.01%
117 Zurcher Kantonalbank (Zurich Cantonalbank) 2,586 61,000 0.00%
118 UBS Group AG 2,032 48,000 0.00%
119 BANK OF MONTREAL /CAN/ 1,277 30,000 0.00%
120 BNP PARIBAS FINANCIAL MARKETS 898 21,336 0.00%
121 First Horizon Advisors, Inc. 801 19,000 0.00%
122 Parkside Financial Bank & Trust 734 17,000 0.00%
123 Creative Planning 650 15,000 0.00%
124 LADENBURG THALMANN FINANCIAL SERVICES INC. 248 6,000 0.00%
125 MOSAIC FAMILY WEALTH, LLC 150 4,000 0.00%
126 FIRST MANHATTAN CO. LLC. 100 2,000 0.00%
127 Tower Research Capital LLC (TRC) 43 1,000 0.00%
128 DENALI ADVISORS LLC 27 1,000 0.00%
129 IFP ADVISORS, INC 41 1,000 0.00%
130 PROFICIO CAPITAL PARTNERS LLC 21 0 0.00%
131 ADVISOR GROUP, INC. 21 0 0.00%
132 CUTLER GROUP LLC / CA 800 0 0.00% Call
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.