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MANNKIND CORP
MANNKIND CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 120 Institutional holders with a total value of $37,165,235.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 25 0 0.00%
2 VALLEY NATIONAL ADVISERS INC 260 0 0.00%
3 Archford Capital Strategies, LLC 2 0 0.00%
4 PEOPLES FINANCIAL SERVICES CORP. 240 0 0.00%
5 HARFST & ASSOCIATES, INC. 400 0 0.00%
6 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 80 0 0.00%
7 Glassman Wealth Services 200 0 0.00%
8 EXANE DERIVATIVES 8 12 0.00%
9 BNP PARIBAS FINANCIAL MARKETS 465 688 0.00%
10 WESPAC ADVISORS SOCAL, LLC 640 947 0.00%
11 Cordasco Financial Network 400 1,000 0.00%
12 BANK OF MONTREAL /CAN/ 760 1,000 0.00%
13 WHITTIER TRUST CO 400 1,000 0.00%
14 Brick & Kyle, Associates 850 1,000 0.00%
15 IHT WEALTH MANAGEMENT, LLC 698 1,000 0.00%
16 ATWOOD & PALMER INC 800 1,000 0.00%
17 MEEDER ASSET MANAGEMENT INC 762 1,000 0.00%
18 WESTSIDE INVESTMENT MANAGEMENT, INC. 1,200 1,560 0.00%
19 FIFTH THIRD BANCORP 1,041 2,000 0.01%
20 GENEOS WEALTH MANAGEMENT INC. 1,379 2,000 0.01%
21 Financial Architects, Inc 1,080 2,000 0.01%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 1,550 2,000 0.01%
23 Compagnie Lombard Odier SCmA 1,559 2,000 0.01%
24 Plante Moran Financial Advisors, LLC 2,000 3,000 0.01%
25 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,500 3,000 0.01%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,000 4,000 0.01%
27 Psagot Value Holdings Ltd. 2,785 4,000 0.01%
28 MARK SHEPTOFF FINANCIAL PLANNING, LLC 4,005 6,000 0.02%
29 Ameritas Investment Partners, Inc. 5,052 7,000 0.02%
30 IFP ADVISORS, INC 4,763 7,000 0.02%
31 Walleye Trading LLC 6,000 9,000 0.02% Call
32 Tower Research Capital LLC (TRC) 6,661 10,000 0.03%
33 PRELUDE CAPITAL MANAGEMENT, LLC 6,700 10,000 0.03%
34 CITIGROUP INC 6,880 10,000 0.03% Call
35 ADVISOR GROUP, INC. 6,621 10,000 0.03%
36 CANADA LIFE ASSURANCE Co 7,280 11,000 0.03%
37 Ruggie Capital Group 8,316 12,000 0.03%
38 BARCLAYS PLC 8,460 13,000 0.03% Put
39 NWAM LLC 10,210 15,000 0.04%
40 Raymond James Financial Services Advisors, Inc. 10,276 15,000 0.04%
41 US BANCORP \DE\ 10,285 15,000 0.04%
42 EQUITEC SPECIALISTS, LLC 10,700 16,000 0.04% Put
43 PRINCIPAL FINANCIAL GROUP INC 11,412 17,000 0.05%
44 Stratos Wealth Partners, LTD. 11,795 17,000 0.05%
45 Nine Chapters Capital Management LLC 12,300 18,000 0.05%
46 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 12,335 18,000 0.05%
47 BlueCrest Capital Management Ltd 13,263 20,000 0.05%
48 INVESTMENT HOUSE LLC 14,840 22,000 0.06%
49 DEUTSCHE BANK AG\ 15,945 22,000 0.06%
50 LPL Financial LLC 15,630 22,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.