| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 6,000 | 154,000 | 15.11% | ||
| 2 | ROOSEVELT INVESTMENT GROUP LLC | 13,530 | 349,000 | 34.25% | ||
| 3 | CIM INVESTMENT MANAGEMENT INC | 20,000 | 516,000 | 50.64% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.