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YUM CHINA HLDGS INC
YUM CHINA HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 624 Institutional holders with a total value of $12,084,059,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 152,132 5,999,000 0.05%
152 Grandeur Peak Global Advisors, LLC 150,925 5,951,000 0.05%
153 EATON VANCE MANAGEMENT 150,667 5,941,000 0.05%
154 LAZARD ASSET MANAGEMENT LLC 148,605 5,858,000 0.05%
155 State of New Jersey Common Pension Fund D 143,926 5,675,000 0.05%
156 MACQUARIE GROUP LTD 140,274 5,531,000 0.05%
157 OPPENHEIMER & CO INC 138,681 5,469,000 0.05%
158 MARK ASSET MANAGEMENT LP 127,570 5,030,000 0.04%
159 PEAK6 Group LLC 126,200 4,976,000 0.04% Put
160 Parallax Volatility Advisers, L.P. 125,000 4,929,000 0.04% Put
161 Cubist Systematic Strategies, LLC 117,421 4,630,000 0.04%
162 Global Endowment Management, LP 115,600 4,558,000 0.04%
163 NISA INVESTMENT ADVISORS, LLC 115,825 4,551,000 0.04%
164 Zurcher Kantonalbank (Zurich Cantonalbank) 113,379 4,471,000 0.04%
165 HighVista Strategies LLC 113,030 4,457,000 0.04%
166 SEVEN EIGHT CAPITAL, LP 108,700 4,286,000 0.04%
167 ArrowMark Colorado Holdings LLC 107,500 4,239,000 0.04%
168 NORDEA INVESTMENT MANAGEMENT AB 106,771 4,210,000 0.03%
169 ARTHUR ZASKE & ASSOCIATES, LLC 104,522 4,121,000 0.03%
170 NumerixS Investment Technologies Inc 104,025 4,102,000 0.03%
171 US BANCORP \DE\ 102,169 4,029,000 0.03%
172 FRANKLIN RESOURCES INC 101,912 4,018,000 0.03%
173 BISLETT MANAGEMENT, LLC 100,000 3,943,000 0.03%
174 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 98,816 3,897,000 0.03%
175 Gulf International Bank (UK) Ltd 93,404 3,682,000 0.03%
176 abrdn Investment Management Ltd 92,923 3,664,000 0.03%
177 Cohen Klingenstein LLC 92,600 3,651,000 0.03%
178 Commonwealth Equity Services, Inc 92,278 3,639,000 0.03%
179 CIBC Private Wealth Group LLC 87,209 3,439,000 0.03%
180 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 86,400 3,407,000 0.03%
181 FORMULA GROWTH LTD 84,388 3,327,000 0.03%
182 COMMERCE BANK 83,338 3,286,000 0.03%
183 LPL Financial LLC 81,432 3,211,000 0.03%
184 M&T BANK CORP 81,206 3,202,000 0.03%
185 PRINCIPAL FINANCIAL GROUP INC 79,467 3,134,000 0.03%
186 Compagnie Lombard Odier SCmA 77,650 3,060,000 0.03%
187 DAI-ICHI LIFE INSURANCE COMPANY, LTD 77,316 3,049,000 0.03%
188 CAXTON ASSOCIATES LP 75,000 2,957,000 0.02%
189 Squarepoint Ops LLC 74,739 2,947,000 0.02%
190 Neuberger Berman Group LLC 74,382 2,933,000 0.02%
191 CITADEL ADVISORS LLC 71,600 2,823,000 0.02% Put
192 ZWJ INVESTMENT COUNSEL INC 70,420 2,777,000 0.02%
193 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 70,100 2,764,000 0.02%
194 CITIGROUP INC 69,300 2,732,000 0.02% Put
195 Utah Retirement Systems 67,574 2,665,000 0.02%
196 TRUIST FINANCIAL CORP 67,325 2,655,000 0.02%
197 BBVA USA Bancshares, Inc. 65,898 2,598,000 0.02%
198 XACT KAPITALFORVALTNING AB 64,900 2,559,000 0.02%
199 SVA Wealth Management, LLC 63,613 2,508,000 0.02%
200 ARGA Investment Management, LP 63,457 2,502,000 0.02%
Page 4 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.