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YUM CHINA HLDGS INC
YUM CHINA HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 624 Institutional holders with a total value of $12,084,059,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
451 Welch Group, LLC 5,682 224,000 0.00%
452 STRS OHIO 5,592 220,000 0.00%
453 FAYEZ SAROFIM & CO 5,540 218,000 0.00%
454 WILLIAMS JONES & ASSOCIATES LLC 5,500 217,000 0.00%
455 IBM Retirement Fund 5,473 216,000 0.00%
456 NICOLET BANKSHARES INC 5,404 213,000 0.00%
457 INDEPENDENT ADVISOR ALLIANCE 9,535 209,000 0.00%
458 CUTLER GROUP LLC / CA 29,500 209,000 0.00% Call
459 PARTHENON LLC 5,304 209,000 0.00%
460 MONETA GROUP INVESTMENT ADVISORS LLC 5,168 204,000 0.00%
461 Highlander Capital Management, LLC 5,000 201,000 0.00%
462 NN INVESTMENT PARTNERS HOLDINGS N.V. 5,082 200,000 0.00%
463 Tower Research Capital LLC (TRC) 4,462 176,000 0.00%
464 Walleye Trading LLC 4,200 166,000 0.00% Put
465 NIPPON LIFE INSURANCE CO 4,098 162,000 0.00%
466 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 3,982 157,000 0.00%
467 THOMPSON SIEGEL & WALMSLEY LLC 3,750 148,000 0.00%
468 Carroll Financial Associates, Inc. 3,331 131,000 0.00%
469 TD Capital Management LLC 3,237 128,000 0.00%
470 Evercore Wealth Management, LLC 3,260 128,000 0.00%
471 HERITAGE TRUST CO 2,970 117,000 0.00%
472 CITIZENS FINANCIAL GROUP INC/DE 2,760 109,000 0.00%
473 Parkside Financial Bank & Trust 2,719 107,000 0.00%
474 Capital Analysts, LLC 2,633 103,819 0.00%
475 WEBSTER BANK, N. A. 2,590 102,000 0.00%
476 SRH ADVISORS, LLC 2,590 102,000 0.00%
477 YORKBRIDGE WEALTH PARTNERS, LLC 2,445 98,000 0.00%
478 Plante Moran Financial Advisors, LLC 2,447 96,000 0.00%
479 Parallax Volatility Advisers, L.P. 2,383 94,000 0.00%
480 RESOURCES INVESTMENT ADVISORS, INC. 2,335 92,000 0.00%
481 BARCLAYS PLC 2,200 87,000 0.00% Put
482 Point72 Hong Kong Ltd 2,152 85,000 0.00%
483 Kistler-Tiffany Companies, LLC 2,125 84,000 0.00%
484 CWM, LLC 2,107 83,000 0.00%
485 ANCHOR INVESTMENT MANAGEMENT, LLC 2,092 82,488 0.00%
486 CENTRAL BANK & TRUST CO 2,054 81,000 0.00%
487 WASHINGTON TRUST BANK 1,974 78,000 0.00%
488 BRONFMAN E.L. ROTHSCHILD, L.P. 1,957 77,000 0.00%
489 Hartford Financial Management Inc. 1,940 76,000 0.00%
490 TRUST CO OF VERMONT 1,807 71,000 0.00%
491 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,900 71,000 0.00%
492 PARALLEL ADVISORS, LLC 1,977 71,000 0.00%
493 FLINTON CAPITAL MANAGEMENT LLC 1,768 70,000 0.00%
494 RIVERHEAD CAPITAL MANAGEMENT LLC 1,713 68,000 0.00%
495 ROPES WEALTH ADVISORS LLC 1,720 68,000 0.00%
496 Vigilant Capital Management, LLC 1,700 67,000 0.00%
497 BESSEMER GROUP INC 1,654 65,000 0.00%
498 Manchester Capital Management LLC 1,617 64,000 0.00%
499 Cranbrook Wealth Management, LLC 1,606 63,000 0.00%
500 ROYAL FUND MANAGEMENT, LLC 1,559 61,000 0.00%
Page 10 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.