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YUM CHINA HLDGS INC
YUM CHINA HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 624 Institutional holders with a total value of $12,084,059,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 INVESTMENT CENTERS OF AMERICA INC 19,670 774,000 0.01%
302 BAYESIAN CAPITAL MANAGEMENT, LP 19,500 769,000 0.01%
303 Trexquant Investment LP 19,341 763,000 0.01%
304 1ST SOURCE BANK 19,320 761,000 0.01%
305 Dynamic Technology Lab Private Ltd 19,029 750,000 0.01%
306 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 18,678 736,000 0.01%
307 BARINGS LLC 18,500 729,000 0.01%
308 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 18,480 729,000 0.01%
309 Walleye Trading LLC 18,493 729,000 0.01%
310 Advisors Asset Management, Inc. 18,446 727,000 0.01%
311 MITCHELL MCLEOD PUGH & WILLIAMS INC 18,085 713,000 0.01%
312 KEYBANK NATIONAL ASSOCIATION/OH 17,790 701,000 0.01%
313 Alta Advisers Ltd 17,378 685,000 0.01%
314 TURNER INVESTMENTS LLC 17,220 679,000 0.01%
315 SEGALL BRYANT & HAMILL, LLC 17,051 672,000 0.01%
316 HIGHLAND CAPITAL MANAGEMENT, LLC 16,852 664,000 0.01%
317 OLD NATIONAL BANCORP /IN/ 16,837 664,000 0.01%
318 MOODY NATIONAL BANK TRUST DIVISION 16,000 631,000 0.01%
319 RAYMOND JAMES TRUST N.A. 15,993 630,000 0.01%
320 WHALEROCK POINT PARTNERS, LLC 15,850 625,000 0.01%
321 TRADITION CAPITAL MANAGEMENT LLC 15,555 613,000 0.01%
322 AGF INVESTMENTS LLC 15,455 609,000 0.01%
323 Rehmann Capital Advisory Group 15,443 609,000 0.01%
324 OBERWEIS ASSET MANAGEMENT INC/ 15,430 608,000 0.01%
325 QS Investors, LLC 15,270 602,000 0.00%
326 Cambridge Investment Research Advisors, Inc. 15,247 601,000 0.00%
327 SPOT TRADING LLC /BD 15,000 591,000 0.00% Call
328 DRIEHAUS CAPITAL MANAGEMENT LLC 14,956 590,000 0.00%
329 HL FINANCIAL SERVICES LLC 14,676 579,000 0.00%
330 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 14,640 577,000 0.00%
331 Cetera Advisors LLC 14,295 569,000 0.00%
332 CETERA INVESTMENT ADVISERS 14,295 569,000 0.00%
333 SCHONFELD STRATEGIC ADVISORS LLC 14,190 560,000 0.00%
334 Cornerstone Advisors, Inc. 13,925 549,000 0.00%
335 North Star Investment Management Corp. 13,828 545,000 0.00%
336 FINANCIAL COUNSELORS INC 13,806 544,000 0.00%
337 WELLINGTON MANAGEMENT GROUP LLP 13,613 537,000 0.00%
338 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 13,067 515,000 0.00%
339 CIGNA INVESTMENT ADVISORY CO INC 12,835 506,000 0.00%
340 CAPITAL ONE, NATIONAL ASSOCIATION 12,582 496,000 0.00%
341 SCOTIA CAPITAL INC. 12,550 495,000 0.00%
342 WHITTIER TRUST CO 12,501 493,000 0.00%
343 STOCK YARDS BANK & TRUST CO 12,483 492,000 0.00%
344 SPOT TRADING LLC /BD 12,300 485,000 0.00% Put
345 IFP ADVISORS, INC 12,258 483,000 0.00%
346 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,231 482,000 0.00%
347 Wellington Shields Capital Management, LLC 12,200 481,000 0.00%
348 Fiduciary Trust Co International of Pennsylvania 12,103 477,000 0.00%
349 Choate Investment Advisors 11,992 472,845 0.00%
350 Norinchukin Bank, The 11,918 470,000 0.00%
Page 7 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.