| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | US BANCORP \DE\ | 1,288 | 0 | 0.00% | PRN | |
| 2 | INTEGRATED WEALTH MANAGEMENT | 6,000 | 1,000 | 0.00% | ||
| 3 | North Star Investment Management Corp. | 9,000 | 2,000 | 0.00% | ||
| 4 | First Allied Advisory Services, Inc. | 20,000 | 3,000 | 0.00% | ||
| 5 | Commonwealth Equity Services, Inc | 26,000 | 4,000 | 0.00% | ||
| 6 | MORGAN STANLEY | 28,000 | 5,000 | 0.00% | PRN | |
| 7 | NEXT Financial Group, Inc | 30,000 | 5,000 | 0.00% | PRN | |
| 8 | AMERIPRISE FINANCIAL INC | 34,000 | 5,000 | 0.00% | PRN | |
| 9 | LPL Financial LLC | 32,000 | 5,000 | 0.00% | ||
| 10 | CITIGROUP INC | 33,000 | 6,000 | 0.01% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 41,754 | 7,000 | 0.01% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 50,250 | 9,000 | 0.01% | PRN | |
| 13 | JPMORGAN CHASE & CO | 65,000 | 11,000 | 0.01% | PRN | |
| 14 | Horizon Kinetics LLC | 74,000 | 12,000 | 0.01% | PRN | |
| 15 | FIRST MANHATTAN CO. LLC. | 100,000 | 16,000 | 0.02% | PRN | |
| 16 | UBS Group AG | 127,000 | 21,000 | 0.02% | PRN | |
| 17 | BRAVE ASSET MANAGEMENT INC | 150,000 | 25,000 | 0.02% | ||
| 18 | BlackRock Fund Advisors | 150,000 | 25,000 | 0.02% | PRN | |
| 19 | Stanley-Laman Group, Ltd. | 200,000 | 34,000 | 0.03% | PRN | |
| 20 | TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | 500,000 | 84,000 | 0.08% | PRN | |
| 21 | BNP PARIBAS FINANCIAL MARKETS | 640,000 | 108,000 | 0.10% | PRN | |
| 22 | ENTERPRISE FINANCIAL SERVICES CORP | 700,000 | 118,000 | 0.11% | PRN | |
| 23 | Raymond James Financial Services Advisors, Inc. | 910,000 | 154,000 | 0.15% | PRN | |
| 24 | Paloma Partners Management Co | 1,000,000 | 171,000 | 0.16% | PRN | |
| 25 | AMERICAN CENTURY COMPANIES INC | 1,000,000 | 174,000 | 0.17% | PRN | |
| 26 | CSS LLC/IL | 1,250,000 | 216,000 | 0.21% | PRN | |
| 27 | MUHLENKAMP & CO INC | 1,990,000 | 336,000 | 0.32% | PRN | |
| 28 | Ferox Capital Management LP | 2,500,000 | 443,000 | 0.42% | PRN | |
| 29 | TEACHERS ADVISORS, LLC | 3,000,000 | 506,000 | 0.48% | ||
| 30 | DEUTSCHE BANK AG\ | 5,286,000 | 892,000 | 0.85% | PRN | |
| 31 | CREDIT SUISSE AG/ | 5,796,000 | 978,000 | 0.93% | PRN | |
| 32 | Tetragon Partners GP Ltd | 6,000,000 | 1,023,000 | 0.97% | PRN | |
| 33 | GOLDMAN SACHS GROUP INC | 19,674,000 | 3,246,000 | 3.09% | PRN | |
| 34 | Pine River Capital Management L.P. | 21,671,000 | 3,643,000 | 3.47% | PRN | |
| 35 | Allianz Asset Management GmbH | 32,000,000 | 5,560,000 | 5.29% | PRN | |
| 36 | Invesco Ltd. | 38,650,000 | 6,522,000 | 6.21% | ||
| 37 | PRIVATE MANAGEMENT GROUP INC | 44,573,000 | 7,520,000 | 7.16% | ||
| 38 | KILLEN GROUP INC | 51,178,000 | 8,636,000 | 8.22% | PRN | |
| 39 | OppenheimerFunds, Inc. | 54,325,000 | 9,439,000 | 8.99% | ||
| 40 | TCW GROUP INC | 60,165,000 | 10,454,000 | 9.96% | PRN | |
| 41 | FMR LLC | 264,227,000 | 44,588,000 | 42.46% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
