| 1 |
BROADWOOD CAPITAL INC |
328,205 |
140,000 |
38.67% |
|
|
| 2 |
FMR LLC |
168,703 |
73,000 |
20.17% |
|
|
| 3 |
CSS LLC/IL |
108,542 |
46,000 |
12.71% |
|
|
| 4 |
VANGUARD GROUP INC |
89,777 |
39,000 |
10.77% |
|
|
| 5 |
Manatuck Hill Partners, LLC |
75,000 |
32,000 |
8.84% |
|
|
| 6 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
29,609 |
13,000 |
3.59% |
|
|
| 7 |
GOLDMAN SACHS GROUP INC |
20,530 |
9,000 |
2.49% |
|
|
| 8 |
NORTHERN TRUST CORP |
17,548 |
7,000 |
1.93% |
|
|
| 9 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,223 |
1,000 |
0.28% |
|
|
| 10 |
NEW YORK STATE COMMON RETIREMENT FUND |
1,921 |
1,000 |
0.28% |
|
|
| 11 |
BlackRock Finance, Inc. |
2,856 |
1,000 |
0.28% |
|
|
| 12 |
BANK OF MONTREAL /CAN/ |
1,008 |
0 |
0.00% |
|
|
| 13 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
492 |
0 |
0.00% |
|
|
| 14 |
DEUTSCHE BANK AG\ |
1,920 |
0 |
0.00% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
3 |
0 |
0.00% |
Call |
|
| 16 |
ROYAL BANK OF CANADA |
8 |
0 |
0.00% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
142 |
0 |
0.00% |
|
|
| 18 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1 |
0 |
0.00% |
|
|
| 19 |
ASSETMARK, INC |
2 |
0 |
0.00% |
|
|
| 20 |
Apriem Advisors |
2 |
0 |
0.00% |
|
|
| 21 |
CUTLER GROUP LLC / CA |
16 |
0 |
0.00% |
|
|
| 22 |
Creative Planning |
131 |
0 |
0.00% |
|
|
| 23 |
Chicago Partners Investment Group LLC |
3 |
0 |
0.00% |
|
|
| 24 |
VERSANT CAPITAL MANAGEMENT, INC |
10 |
0 |
0.00% |
|
|
| 25 |
UBS Group AG |
1,255 |
0 |
0.00% |
|
|
| 26 |
CT Financial Advisors LLC |
1 |
0 |
0.00% |
|
|
| 27 |
IFP ADVISORS, INC |
262 |
0 |
0.00% |
|
|
| 28 |
ADVISOR GROUP, INC. |
57 |
0 |
0.00% |
|
|
| 29 |
JPMORGAN CHASE & CO |
264 |
0 |
0.00% |
|
PRN |
| 30 |
FIFTH THIRD BANCORP |
165 |
0 |
0.00% |
|
|
| 31 |
US BANCORP \DE\ |
137 |
0 |
0.00% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
169 |
0 |
0.00% |
|
|
| 33 |
WELLS FARGO & COMPANY/MN |
56 |
0 |
0.00% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
8 |
0 |
0.00% |
|
|
| 35 |
FIRST MANHATTAN CO. LLC. |
26 |
0 |
0.00% |
|
|
| 36 |
CITIGROUP INC |
118 |
0 |
0.00% |
Call |
|
| 37 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
153 |
0 |
0.00% |
|
|
| 38 |
MORGAN STANLEY |
1,650 |
0 |
0.00% |
|
|
