| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | DEUTSCHE BANK AG\ | 11,830 | 150,000 | 0.00% | Put | |
| 52 | Wellington Shields Capital Management, LLC | 11,900 | 152,000 | 0.00% | ||
| 53 | OPPENHEIMER & CO INC | 11,979 | 153,000 | 0.00% | ||
| 54 | Annex Advisory Services, LLC | 12,000 | 153,000 | 0.00% | ||
| 55 | FCG ADVISORS, LLC | 12,973 | 166,000 | 0.00% | ||
| 56 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 13,200 | 168,000 | 0.00% | ||
| 57 | AUSDAL FINANCIAL PARTNERS, INC. | 13,564 | 173,000 | 0.01% | ||
| 58 | ING GROEP NV | 14,000 | 179,000 | 0.01% | ||
| 59 | FNY PARTNERS FUND LP | 14,770 | 188,000 | 0.01% | Call | |
| 60 | CREDIT SUISSE AG/ | 15,300 | 195,000 | 0.01% | Call | |
| 61 | JOHNSON FINANCIAL GROUP, LLC | 15,879 | 202,000 | 0.01% | ||
| 62 | DEUTSCHE BANK AG\ | 1,606,382 | 204,000 | 0.01% | PRN | |
| 63 | LIDO ADVISORS, LLC | 16,053 | 205,000 | 0.01% | ||
| 64 | GLG Partners LP | 17,709 | 226,000 | 0.01% | ||
| 65 | FLAGSHIP HARBOR ADVISORS, LLC | 18,507 | 236,000 | 0.01% | ||
| 66 | SCOTIA CAPITAL INC. | 19,330 | 247,000 | 0.01% | ||
| 67 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,727 | 251,000 | 0.01% | ||
| 68 | ARGENTIERE CAPITAL AG | 2,111,900 | 253,000 | 0.01% | Put | |
| 69 | Highlander Capital Management, LLC | 20,000 | 258,000 | 0.01% | ||
| 70 | ADVISORY RESEARCH INC | 21,068 | 269,000 | 0.01% | ||
| 71 | Private Advisor Group, LLC | 21,341 | 272,000 | 0.01% | ||
| 72 | BACH INVESTMENT ADVISORS LTD | 21,500 | 276,000 | 0.01% | Put | |
| 73 | BlackRock Finance, Inc. | 21,700 | 277,000 | 0.01% | Call | |
| 74 | ADALTA CAPITAL MANAGEMENT LLC | 23,182 | 296,000 | 0.01% | ||
| 75 | NINE MASTS CAPITAL Ltd | 23,273 | 297,000 | 0.01% | ||
| 76 | SPROTT INC. | 24,500 | 313,000 | 0.01% | ||
| 77 | Granite Point Capital Management, L.P. | 25,000 | 319,000 | 0.01% | ||
| 78 | ELKHORN PARTNERS LIMITED PARTNERSHIP | 25,100 | 320,000 | 0.01% | ||
| 79 | INTEGRAL DERIVATIVES, LLC | 25,325 | 323,000 | 0.01% | Put | |
| 80 | ADVISOR GROUP, INC. | 25,299 | 323,000 | 0.01% | ||
| 81 | Verition Fund Management LLC | 27,500 | 351,000 | 0.01% | Put | |
| 82 | First Allied Advisory Services, Inc. | 31,153 | 398,000 | 0.01% | ||
| 83 | PREMIER FUND MANAGERS LTD | 21,350 | 406,000 | 0.01% | ||
| 84 | SCHONFELD STRATEGIC ADVISORS LLC | 35,000 | 447,000 | 0.01% | ||
| 85 | HELLMAN JORDAN MANAGEMENT CO INC /MA/ | 35,500 | 452,000 | 0.01% | ||
| 86 | Creative Planning | 36,872 | 470,000 | 0.01% | ||
| 87 | Weiss Multi-Strategy Advisers LLC | 37,000 | 472,000 | 0.01% | ||
| 88 | GROUP ONE TRADING LLC | 38,069 | 486,000 | 0.01% | ||
| 89 | DEUTSCHE BANK AG\ | 38,392 | 489,000 | 0.01% | Call | |
| 90 | TWO SIGMA SECURITIES, LLC | 38,640 | 493,000 | 0.01% | ||
| 91 | CREDIT SUISSE AG/ | 39,054 | 498,000 | 0.01% | ||
| 92 | CAPSTONE INVESTMENT ADVISORS, LLC | 39,900 | 509,000 | 0.01% | Put | |
| 93 | MARINER INVESTMENT GROUP LLC | 562,500 | 605,000 | 0.02% | Put | |
| 94 | Verition Fund Management LLC | 48,000 | 612,000 | 0.02% | Call | |
| 95 | CHAI TRUST CO LLC | 50,000 | 638,000 | 0.02% | ||
| 96 | CIBC WORLD MARKET INC. | 51,811 | 661,000 | 0.02% | ||
| 97 | GUARDIAN INVESTMENT MANAGEMENT | 36,710 | 672,000 | 0.02% | ||
| 98 | BlackRock Finance, Inc. | 52,900 | 675,000 | 0.02% | Put | |
| 99 | Virtu KCG Holdings LLC | 54,871 | 700,000 | 0.02% | ||
| 100 | PRELUDE CAPITAL MANAGEMENT, LLC | 57,300 | 731,000 | 0.02% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
