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ELKHORN S&P HIGH QUALITY PREFERRED ETF
ELKHORN S&P HIGH QUALITY PREFERRED ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 8 Institutional holders with a total value of $3,379,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 171 4,000 0.12%
2 MSI Financial Services Inc 288 7,000 0.21%
3 ROYAL BANK OF CANADA 600 14,000 0.41%
4 SOWELL FINANCIAL SERVICES LLC 3,055 73,000 2.16%
5 Commonwealth Equity Services, Inc 17,771 412,000 12.19%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,474 707,000 20.92%
7 Virtu KCG Holdings LLC 41,743 968,000 28.65%
8 LPL Financial LLC 51,064 1,194,000 35.34%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.